How many Nomura (NMR) shares are held indirectly by entities related to Takahisa Takahara?

The amendment lists 98,000 Nomura Common Stock shares held by Tokyo Soft K.K. and 101,500 shares held by Takahara Kosan K.K. Both are described as private asset management companies through which Takahara reports indirect ownership in the issuer’s shares.

Nomura director updates reported share holdings

Nomura Holdings director Takahisa Takahara has amended his initial ownership report to update share holdings.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

3/A

Rhea-AI Filing Summary

Nomura Holdings director Takahisa Takahara has amended his initial ownership report to update share holdings. The filing lists indirect holdings of 98,000 shares of Common Stock held by Tokyo Soft K.K. and 101,500 shares held by Takahara Kosan K.K., both described as private asset management companies, plus 881 shares held directly. A footnote explains these shares were previously omitted due to miscommunication and insufficient understanding of a new reporting requirement.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Takahara Takahisa

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 881 shares (Direct); Common Stock — 101,500 shares (Indirect, Held by Takahara Kosan K.K.., a private asset management company); Common Stock — 98,000 shares (Indirect, Held by Tokyo Soft K.K., a private asset management company)

Footnotes (1)

F1. The shares reported in this amendment were inadvertently not included due to miscommunication and insufficient understanding regarding the new reporting requirement.

Key Figures

Indirect holdings via Tokyo Soft K.K.: 98,000 shares Indirect holdings via Takahara Kosan K.K.: 101,500 shares Direct holdings: 881 shares +2 more

5 metrics

Indirect holdings via Tokyo Soft K.K. 98,000 shares Common Stock held indirectly

Indirect holdings via Takahara Kosan K.K. 101,500 shares Common Stock held indirectly

Direct holdings 881 shares Common Stock held directly

Unknown transaction entries 3 entries Holding entries with unknown direction

Holding entries total 3 entries Non-derivative holdings listed

Key Terms

Form 3/A, indirect, private asset management company, Common Stock

4 terms

Form 3/A regulatory

"The shares reported in this amendment were inadvertently not included"

An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.

indirect financial

"ownership_type: "indirect" and nature_of_ownership held by asset management company"

private asset management company financial

"Held by Tokyo Soft K.K., a private asset management company"

Common Stock financial

"security_title: "Common Stock" for each reported holding entry"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Nomura (NMR) director Takahisa Takahara report in this Form 3/A amendment?

Takahisa Takahara reports updated holdings of Nomura Common Stock. The amendment lists indirect stakes via two private asset management companies and a smaller direct position, correcting earlier omissions cited as due to miscommunication and limited understanding of a new reporting rule.

How many Nomura (NMR) shares does Takahisa Takahara hold directly?

The filing shows Takahisa Takahara directly holds 881 shares of Nomura Common Stock. This figure appears alongside larger indirect positions held through related asset management companies, providing a consolidated view of his reported ownership as of the amendment date.

Why was Takahisa Takahara’s Nomura (NMR) Form 3 amended?

A footnote explains the amendment adds shares that were inadvertently not included originally. The omission is attributed to miscommunication and insufficient understanding regarding a new reporting requirement, prompting an updated disclosure of Takahara’s direct and indirect holdings.

What types of ownership are disclosed for Nomura (NMR) director Takahisa Takahara?

The amendment distinguishes indirect ownership through Tokyo Soft K.K. and Takahara Kosan K.K., and direct ownership of 881 shares. Indirect entries are marked as held by private asset management companies, while the direct entry is recorded under Takahara’s own name.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 08:06 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Takahara Takahisa

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	881⁽¹⁾	D
Common Stock	101,500⁽¹⁾	I	Held by Takahara Kosan K.K.., a private asset management company
Common Stock	98,000⁽¹⁾	I	Held by Tokyo Soft K.K., a private asset management company

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

1. The shares reported in this amendment were inadvertently not included due to miscommunication and insufficient understanding regarding the new reporting requirement.

	/s/ Takashi Futaki, as Attorney-in-fact	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR