Nomura Holdings (NYSE: NMR) executive details share and unit holdings

Rhea-AI Filing Summary

Nomura Holdings Inc. officer Toshiyasu Iiyama filed an initial ownership report listing existing equity interests in the company. He directly holds 243,806 shares of Common Stock, along with several awards linked to the stock.

The filing shows Restricted Stock Units covering 107,300, 60,700, and 44,900 underlying Common shares with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028. Each Restricted Stock Unit represents the right to receive one Common share. It also lists Notional Stock Units tied to 60,745, 60,744, and 44,885 underlying shares, each representing the right to receive cash equal to the value of one Common share on similar future dates. These entries describe current holdings rather than new market transactions.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Iiyama Toshiyasu

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	243,806	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	04/01/2026	(3)	Common Stock	107,300	(1)	D
Restricted Stock Units(1)	04/01/2027	(3)	Common Stock	60,700	(1)	D
Restricted Stock Units(1)	04/01/2028	(3)	Common Stock	44,900	(1)	D
Notional Stock Units(2)	04/01/2026	(3)	Common Stock	60,745	(2)	D
Notional Stock Units(2)	04/01/2027	(3)	Common Stock	60,744	(2)	D
Notional Stock Units(2)	04/01/2028	(3)	Common Stock	44,885	(2)	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.

3. No separate expiration date.

Remarks:

Executive Officer and Deputy President, Chief of Staff and Head of China Committee Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Nomura (NMR) Form 3 filing by Toshiyasu Iiyama show?

The Form 3 shows Toshiyasu Iiyama’s existing equity interests in Nomura. It lists directly held Common Stock plus Restricted Stock Units and Notional Stock Units that reference specific amounts of Nomura Common Stock for future share or cash delivery.

How many Nomura (NMR) common shares does Toshiyasu Iiyama hold directly?

Toshiyasu Iiyama directly holds 243,806 shares of Nomura Common Stock. This direct position is separate from his Restricted Stock Units and Notional Stock Units, which represent additional potential share or cash value linked to Nomura’s Common Stock over future dates.

What Restricted Stock Units are reported for Toshiyasu Iiyama in Nomura (NMR)?

He reports Restricted Stock Units over 107,300, 60,700, and 44,900 underlying Nomura Common shares. Each unit represents the right to receive one share, with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028, respectively.

What are the Notional Stock Units disclosed for Toshiyasu Iiyama at Nomura (NMR)?

The filing lists Notional Stock Units tied to 60,745, 60,744, and 44,885 underlying Nomura Common shares. Each Notional Stock Unit entitles him to receive cash equal in value to one Common share rather than actual shares.

Does the Nomura (NMR) Form 3 show new stock purchases or sales by Toshiyasu Iiyama?

The Form 3 presents his existing holdings and award balances rather than new trades. All entries are classified as holdings, with no buy or sell transaction codes, indicating this filing is an initial ownership snapshot, not a record of market activity.