Nomura director files Form 3 with zero holdings

Nomura Holdings Inc. director Oshima Taku has filed an initial ownership report stating that he has no securities beneficially owned in the company.

Accepted by SEC EDGAR 03/18/2026 - 12:03 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nomura Holdings Inc. director Oshima Taku has filed an initial ownership report stating that he has no securities beneficially owned in the company. The filing shows a total of 0 shares held directly after the reporting date, establishing a baseline ownership position with no reported transactions.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Oshima Taku

Role Director

Type	Security	Shares	Price	Value
Holding	No Securities Beneficially Owned	--	--	--

Holdings: No Securities Beneficially Owned — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Oshima Taku’s Form 3 filing for NOMURA HOLDINGS INC (NMR) show?

The Form 3 filing shows that director Oshima Taku currently reports no securities beneficially owned in Nomura Holdings Inc., with a total of 0 shares held directly as of the reporting date, establishing his initial baseline ownership disclosure.

Did Oshima Taku buy or sell Nomura Holdings (NMR) shares in this Form 3?

No, the Form 3 does not report any buy or sell transactions. It is an initial ownership statement showing that Oshima Taku holds 0 shares of Nomura Holdings Inc., with no indicated acquisitions or dispositions of the company’s securities.

What is the reported total share ownership for Oshima Taku in NMR?

The filing reports that Oshima Taku’s total share ownership in Nomura Holdings Inc. is 0 shares held directly. The security title is listed as “No Securities Beneficially Owned”, confirming there is no reported economic stake in the company at this time.

What type of ownership does the NMR Form 3 attribute to Oshima Taku?

The Form 3 attributes direct ownership status to Oshima Taku, but with 0 shares reported. The nature of ownership field does not list any indirect entities, and the security title explicitly states “No Securities Beneficially Owned.”

Does the Nomura Holdings (NMR) Form 3 include any derivative securities for Oshima Taku?

No, the Form 3 does not report any derivative securities for Oshima Taku. The derivative summary section is empty, indicating there are no listed options, warrants, or other derivative positions in Nomura Holdings Inc. associated with this reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Oshima Taku

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No Securities Beneficially Owned	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)