Nomura Holdings (NYSE: NMR) director discloses 20,000-share stake

Rhea-AI Filing Summary

Nomura Holdings Inc. director Chu Lap Lik Victor reported initial beneficial ownership of 20,000 shares of Common Stock. These shares are held indirectly through First Eastern Capital Services Limited, a private asset management company.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Chu Lap Lik Victor

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	20,000	I	Held by First Eastern Capital Services Limited, a private asset management company

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Chu Lap Lik Victor’s Form 3 filing for NOMURA HOLDINGS INC (NMR) show?

The Form 3 shows initial beneficial ownership of 20,000 Nomura shares. These Common Stock shares are held indirectly through First Eastern Capital Services Limited, a private asset management company associated with the reporting person.

How many NOMURA HOLDINGS INC (NMR) shares are reported in this Form 3?

The filing reports 20,000 shares of Nomura common stock. This amount is listed as total shares beneficially owned following the reported holding entry, all held indirectly rather than directly by the named director.

Is Chu Lap Lik Victor’s ownership in NOMURA HOLDINGS INC (NMR) direct or indirect?

The reported ownership is indirect. The 20,000 Nomura common shares are held by First Eastern Capital Services Limited, described as a private asset management company, rather than being registered directly in the director’s own name.

What type of security is reported in the NOMURA HOLDINGS INC (NMR) Form 3?

The Form 3 reports holdings of Common Stock. The filing specifies that 20,000 shares of Nomura Holdings Inc. Common Stock are beneficially owned indirectly through First Eastern Capital Services Limited, with no derivative securities listed.

Does this NOMURA HOLDINGS INC (NMR) Form 3 reflect a buy or sell transaction?

The Form 3 reflects a holding entry, not a buy or sell. It reports 20,000 shares beneficially owned after the event, with transaction direction marked as unknown and no separate purchase or sale transaction recorded.