Nomura Holdings (NMR) officer files Form 3 on stock and RSUs

Rhea-AI Filing Summary

Nomura Holdings Inc. officer Mori Takako has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). The filing lists 18,804 shares of Common Stock held directly. It also shows RSUs representing 7,900, 4,800 and 2,800 underlying Common shares, each RSU giving the right to receive one share of Common Stock at an exercise price of 0.0000, with exercise dates on 2026-04-01, 2027-04-01 and 2028-04-01, respectively.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Mori Takako

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	18,804	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	04/01/2026	(2)	Common Stock	7,900	(1)	D
Restricted Stock Units(1)	04/01/2027	(2)	Common Stock	4,800	(1)	D
Restricted Stock Units(1)	04/01/2028	(2)	Common Stock	2,800	(1)	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. No separate expiration date.

Remarks:

General Counsel and Joint Chief Compliance Officer Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Mori Takako report owning in Nomura Holdings (NMR) on this Form 3?

Mori Takako reports direct ownership of 18,804 shares of Common Stock and three blocks of Restricted Stock Units representing 7,900, 4,800, and 2,800 underlying Common shares, all at an exercise price of 0.0000 per share.

How many Restricted Stock Units does Mori Takako hold in Nomura Holdings (NMR)?

The filing shows three RSU positions totaling 15,500 underlying Common shares: 7,900, 4,800 and 2,800. Each Restricted Stock Unit represents the right to receive one share of Common Stock, with no separate expiration date disclosed in the footnotes.

When can Mori Takako’s Restricted Stock Units in Nomura Holdings (NMR) be exercised?

The RSUs have exercise dates on 2026-04-01, 2027-04-01, and 2028-04-01, respectively. On each date, the corresponding RSUs provide the right to receive Common Stock at an exercise price of 0.0000 per share, according to the filing data.

Are there any buy or sell transactions reported for Nomura Holdings (NMR) in this Form 3?

No buy or sell transactions are reported. The entries are categorized as holding records, and the transaction summary shows zero buy shares, zero sell shares, and four holding entries, indicating this is an initial ownership disclosure rather than trading activity.

Is Mori Takako’s Nomura Holdings (NMR) ownership direct or indirect in this filing?

All positions reported in this Form 3 are shown as direct ownership. Each transaction record lists ownership type and code as direct, and there are no footnotes indicating that shares are held through trusts, partnerships, or other indirect entities.