Nomura Holdings (NMR) officer files Form 3 on stock and RSUs
Rhea-AI Filing Summary
Nomura Holdings Inc. officer Mori Takako has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). The filing lists 18,804 shares of Common Stock held directly. It also shows RSUs representing 7,900, 4,800 and 2,800 underlying Common shares, each RSU giving the right to receive one share of Common Stock at an exercise price of 0.0000, with exercise dates on 2026-04-01, 2027-04-01 and 2028-04-01, respectively.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Mori Takako
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 15,500 shares (Direct);
Common Stock — 18,804 shares (Direct)
Footnotes (2)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. No separate expiration date.
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FAQ
What does Mori Takako report owning in Nomura Holdings (NMR) on this Form 3?
Mori Takako reports direct ownership of 18,804 shares of Common Stock and three blocks of Restricted Stock Units representing 7,900, 4,800, and 2,800 underlying Common shares, all at an exercise price of 0.0000 per share.
How many Restricted Stock Units does Mori Takako hold in Nomura Holdings (NMR)?
The filing shows three RSU positions totaling 15,500 underlying Common shares: 7,900, 4,800 and 2,800. Each Restricted Stock Unit represents the right to receive one share of Common Stock, with no separate expiration date disclosed in the footnotes.
When can Mori Takako’s Restricted Stock Units in Nomura Holdings (NMR) be exercised?
The RSUs have exercise dates on 2026-04-01, 2027-04-01, and 2028-04-01, respectively. On each date, the corresponding RSUs provide the right to receive Common Stock at an exercise price of 0.0000 per share, according to the filing data.
Are there any buy or sell transactions reported for Nomura Holdings (NMR) in this Form 3?
No buy or sell transactions are reported. The entries are categorized as holding records, and the transaction summary shows zero buy shares, zero sell shares, and four holding entries, indicating this is an initial ownership disclosure rather than trading activity.
Is Mori Takako’s Nomura Holdings (NMR) ownership direct or indirect in this filing?
All positions reported in this Form 3 are shown as direct ownership. Each transaction record lists ownership type and code as direct, and there are no footnotes indicating that shares are held through trusts, partnerships, or other indirect entities.