Nomura (NMR) director Ogawa Shoji files Form 3 showing initial share holdings
Rhea-AI Filing Summary
Nomura Holdings Inc. director Ogawa Shoji filed an initial ownership report showing his existing holdings of the company’s common stock. The filing lists 57,440 shares held directly and 738.662 shares held indirectly through an officers' stock ownership plan, establishing his reported stake as a director.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Ogawa Shoji
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 738.662 shares (Indirect, Held in officers' stock ownership plan);
Common Stock — 57,440 shares (Direct)
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Ogawa Shoji's Form 3 filing for NOMURA HOLDINGS INC (NMR) show?
The Form 3 filing shows Ogawa Shoji’s existing ownership in Nomura common stock. It reports 57,440 shares held directly and 738.662 shares held indirectly through an officers' stock ownership plan, establishing his reported stake as he becomes a director.
What is the meaning of indirect ownership in Ogawa Shoji's Nomura (NMR) Form 3?
Indirect ownership refers to shares held on his behalf through another vehicle, not in his own name. The Form 3 states 738.662 Nomura shares are held in an officers' stock ownership plan, representing his beneficial interest in that pooled arrangement.
Why is a Form 3 filed for Ogawa Shoji at Nomura Holdings (NMR)?
Form 3 is required when someone first becomes a reporting insider, such as a director. The filing records Ogawa Shoji’s initial beneficial ownership in Nomura common stock so investors can see his starting equity position in the company.