Nomura director Ogawa Shoji reports initial holdings

Nomura Holdings Inc. director Ogawa Shoji filed an initial ownership report showing his existing holdings of the company’s common stock.

Accepted by SEC EDGAR 03/18/2026 - 12:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nomura Holdings Inc. director Ogawa Shoji filed an initial ownership report showing his existing holdings of the company’s common stock. The filing lists 57,440 shares held directly and 738.662 shares held indirectly through an officers' stock ownership plan, establishing his reported stake as a director.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Ogawa Shoji

Role Director

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings: Common Stock — 738.662 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 57,440 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Ogawa Shoji's Form 3 filing for NOMURA HOLDINGS INC (NMR) show?

The Form 3 filing shows Ogawa Shoji’s existing ownership in Nomura common stock. It reports 57,440 shares held directly and 738.662 shares held indirectly through an officers' stock ownership plan, establishing his reported stake as he becomes a director.

Is Ogawa Shoji buying or selling NOMURA HOLDINGS INC (NMR) shares in this Form 3?

The Form 3 does not report any new purchases or sales of Nomura shares. It only discloses existing direct and indirect holdings as of the reporting date, which is standard when an insider first becomes subject to reporting rules.

How many NOMURA HOLDINGS INC (NMR) shares does Ogawa Shoji hold directly and indirectly?

According to the filing, Ogawa Shoji holds 57,440 Nomura common shares directly. He also has an indirect interest in 738.662 shares held through an officers' stock ownership plan, which aggregates part of management’s equity participation.

What is the meaning of indirect ownership in Ogawa Shoji's Nomura (NMR) Form 3?

Indirect ownership refers to shares held on his behalf through another vehicle, not in his own name. The Form 3 states 738.662 Nomura shares are held in an officers' stock ownership plan, representing his beneficial interest in that pooled arrangement.

Why is a Form 3 filed for Ogawa Shoji at Nomura Holdings (NMR)?

Form 3 is required when someone first becomes a reporting insider, such as a director. The filing records Ogawa Shoji’s initial beneficial ownership in Nomura common stock so investors can see his starting equity position in the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ogawa Shoji

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	738.662	I	Held in officers' stock ownership plan
Common Stock	57,440	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)