Nomura director files Form 3 with no holdings

Nomura Holdings Inc. director Ishiguro Miyuki filed an initial insider ownership report on Form 3, indicating no securities are beneficially owned as of the reported date.

Accepted by SEC EDGAR 03/18/2026 - 12:21 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nomura Holdings Inc. director Ishiguro Miyuki filed an initial insider ownership report on Form 3, indicating no securities are beneficially owned as of the reported date. The filing lists zero shares held directly and shows no purchase, sale, or derivative transactions.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Ishiguro Miyuki

Role Director

Type	Security	Shares	Price	Value
Holding	No Securities Beneficially Owned	--	--	--

Holdings: No Securities Beneficially Owned — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Ishiguro Miyuki’s Form 3 filing for NOMURA HOLDINGS INC (NMR) show?

The Form 3 shows that director Ishiguro Miyuki reports no securities beneficially owned in Nomura Holdings Inc. It lists zero shares held following the report and includes no purchases, sales, or derivative positions.

Does Ishiguro Miyuki own any Nomura Holdings Inc (NMR) shares according to this Form 3?

According to this Form 3, Ishiguro Miyuki reports owning zero shares of Nomura Holdings Inc. The security title is explicitly stated as “No Securities Beneficially Owned,” with total shares following the entry recorded as 0.0000.

Were there any buy or sell transactions reported for NMR in this Form 3 by Ishiguro Miyuki?

No. The filing shows no buy or sell transactions by Ishiguro Miyuki. Transaction counts for purchases, sales, exercises, gifts, and tax withholdings are all zero, and the net buy/sell direction is described as neutral in the summary data.

What is the transaction summary in Ishiguro Miyuki’s Nomura (NMR) Form 3?

The transaction summary records no purchases, no sales, and no derivative exercises. It lists one holding entry with zero shares and classifies overall net buy/sell shares as 0, with a neutral net buy/sell direction for this initial ownership report.

What type of ownership is reported in Ishiguro Miyuki’s Form 3 for NMR?

The Form 3 identifies the ownership type as direct, coded as “D,” but with zero shares beneficially owned. This means the director currently reports no directly held Nomura Holdings Inc securities in this initial insider ownership statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ishiguro Miyuki

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No Securities Beneficially Owned	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)