Nomura (NYSE: NMR) officer lists common stock stake and RSU awards
Rhea-AI Filing Summary
Nomura Holdings Inc. officer Akio Hori filed an initial ownership report showing his equity stake in the company. He directly holds 56,034 shares of Common Stock and indirectly holds 81.471 shares through an officers' stock ownership plan. He also holds Restricted Stock Units representing rights to receive 6,100, 3,600, and 1,900 shares of Common Stock, with exercise dates in 2026, 2027, and 2028. Each Restricted Stock Unit corresponds to one share of Common Stock and carries no separate expiration date.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Hori Akio
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 11,600 shares (Direct);
Common Stock — 56,034 shares (Direct);
Common Stock — 81.471 shares (Indirect, Held in officers' stock ownership plan)
Footnotes (2)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. No separate expiration date.
Key Figures
Direct common stock holdings: 56,034 shares
Indirect common stock holdings: 81.471 shares
RSUs underlying shares (2026 exercise date): 6,100 shares
+2 more
5 metrics
Direct common stock holdings
56,034 shares
Directly held Common Stock as reported by Akio Hori
Indirect common stock holdings
81.471 shares
Common Stock held in officers' stock ownership plan
RSUs underlying shares (2026 exercise date)
6,100 shares
Restricted Stock Units tied to Common Stock, exercise date 2026-04-01
RSUs underlying shares (2027 exercise date)
3,600 shares
Restricted Stock Units tied to Common Stock, exercise date 2027-04-01
RSUs underlying shares (2028 exercise date)
1,900 shares
Restricted Stock Units tied to Common Stock, exercise date 2028-04-01
Key Terms
Restricted Stock Units, Common Stock, officers' stock ownership plan
3 terms
Restricted Stock Units financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
officers' stock ownership plan financial
"Held in officers' stock ownership plan"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Form 3 filing for Nomura (NMR) by Akio Hori show?
The Form 3 shows Akio Hori’s existing equity holdings in Nomura. He reports direct Common Stock ownership, indirect holdings via an officers' stock ownership plan, and several Restricted Stock Unit grants tied to future delivery of Common Stock.
What indirect Nomura (NMR) holdings does Akio Hori report?
He reports indirect ownership of 81.471 shares of Common Stock held in an officers' stock ownership plan. This indicates a small portion of his Nomura holdings is maintained through a company-related plan rather than in his own name directly.
How many Restricted Stock Units tied to Nomura (NMR) common stock does Akio Hori hold?
He reports three blocks of Restricted Stock Units linked to Nomura Common Stock: 6,100, 3,600, and 1,900 underlying shares. Each unit represents the right to receive one share, with future exercise dates specified in the filing.
What do the Restricted Stock Units in the Nomura (NMR) Form 3 represent?
Each Restricted Stock Unit represents the right to receive one share of Nomura Common Stock. The filing notes these units have no separate expiration date and are associated with specified future exercise dates when the underlying shares may be delivered.