Nomura Holdings (NYSE: NMR) officer reports RSU and stock positions
Rhea-AI Filing Summary
Nomura Holdings officer Koike Hiroyasu filed an initial ownership report showing existing equity interests in the company. He holds Restricted Stock Units representing 10,000, 7,700 and 6,200 underlying shares of Common Stock, plus 107,729 Common shares directly and 365.643 shares indirectly through an officers' stock ownership plan. These entries reflect reported holdings rather than new market purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Koike Hiroyasu
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 23,900 shares (Direct);
Common Stock — 107,729 shares (Direct);
Common Stock — 365.643 shares (Indirect, Held in officers' stock ownership plan)
Footnotes (2)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. No separate expiration date.
Key Figures
RSUs tranche 1: 10,000 underlying shares
RSUs tranche 2: 7,700 underlying shares
RSUs tranche 3: 6,200 underlying shares
+2 more
5 metrics
RSUs tranche 1
10,000 underlying shares
Restricted Stock Units, each for one Nomura Common share
RSUs tranche 2
7,700 underlying shares
Restricted Stock Units, exercise date on 2027-04-01
RSUs tranche 3
6,200 underlying shares
Restricted Stock Units, exercise date on 2028-04-01
Direct Common Stock
107,729 shares
Directly held Nomura Common Stock as reported
Indirect Common Stock
365.643 shares
Held in officers' stock ownership plan
Key Terms
Restricted Stock Units, Common Stock, officers' stock ownership plan
3 terms
Restricted Stock Units financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
officers' stock ownership plan financial
"Held in officers' stock ownership plan"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Nomura (NMR) Form 3 filing by Koike Hiroyasu show?
The Form 3 shows Koike Hiroyasu’s existing equity holdings in Nomura Holdings. It reports direct Common Stock, indirect shares in an officers' stock ownership plan, and several tranches of Restricted Stock Units linked to future delivery of Common Stock.
How many Nomura (NMR) Restricted Stock Units does Koike Hiroyasu report?
He reports three Restricted Stock Unit positions tied to Common Stock: 10,000 underlying shares, 7,700 underlying shares, and 6,200 underlying shares. Each Unit represents the right to receive one share of Common Stock, with future exercise dates specified in the filing.
How much Nomura (NMR) Common Stock does Koike Hiroyasu hold directly and indirectly?
He reports direct ownership of 107,729 shares of Nomura Common Stock. In addition, he reports indirect ownership of 365.643 shares held through an officers' stock ownership plan, giving a clearer view of both his personal and plan-related share exposure.
What do the Restricted Stock Units in Nomura (NMR) represent for Koike Hiroyasu?
Each Restricted Stock Unit represents the right to receive one Nomura Common share, with no separate expiration date. The filing ties these Units to future exercise dates, indicating when the underlying Common Stock may be delivered if conditions are satisfied.