Nomura Holdings (NMR) officer Horiuchi Yuko reports Form 3 equity holdings
Rhea-AI Filing Summary
Nomura Holdings Inc officer Horiuchi Yuko filed an initial Form 3 disclosing existing equity holdings in the company. The filing shows direct ownership of 15,678 shares of Common Stock, plus three grants of Restricted Stock Units tied to 5,400, 3,100, and 1,600 underlying Common shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock with no separate expiration date. The filing reports holdings only and does not show any buy or sell transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Horiuchi Yuko
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 10,100 shares (Direct);
Common Stock — 15,678 shares (Direct)
Footnotes (2)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. No separate expiration date.
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FAQ
What does Nomura Holdings (NMR) Form 3 for Horiuchi Yuko disclose?
The Form 3 discloses Horiuchi Yuko’s existing equity holdings in Nomura Holdings. It reports 15,678 directly owned Common Stock shares and three Restricted Stock Unit awards linked to 5,400, 3,100, and 1,600 underlying shares, without showing any purchases or sales.
What Restricted Stock Units are reported in the Nomura (NMR) Form 3?
The Form 3 lists three Restricted Stock Unit holdings tied to Nomura Common Stock, with 5,400, 3,100, and 1,600 underlying shares. Each unit represents the right to receive one Common share, with no separate expiration date disclosed for these awards in the filing.
Do the Restricted Stock Units in Nomura (NMR) Form 3 have an exercise price?
The Restricted Stock Units carry an exercise or conversion price of 0.0000 per unit. Each unit corresponds to one share of Nomura Common Stock, meaning the holder can receive shares without paying an additional exercise price when the units settle under their award terms.
Does the Nomura (NMR) Form 3 show any insider buying or selling activity?
The Form 3 does not show insider buying or selling activity. All entries are categorized as holdings with unknown transaction codes, presenting existing positions in Common Stock and Restricted Stock Units rather than new market purchases or sales by Horiuchi Yuko.