Nomura (NYSE: NMR) officer lists 20,464 shares and units in Form 3
Rhea-AI Filing Summary
Nomura Holdings officer Kishida Yoshifumi filed an initial ownership report listing his existing equity-linked interests in the company. The filing shows direct ownership of 20,464 shares of Common Stock.
He also holds Restricted Stock Units that each represent one share of Common Stock, tied to 5,500, 2,600, and 800 underlying shares scheduled to convert on April 1, 2026, April 1, 2027, and April 1, 2028. In addition, he holds Notional Stock Units linked to 860, 859, and 859 underlying shares of Common Stock on the same schedule, which will be settled in cash equal to the share value.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Kishida Yoshifumi
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 8,900 shares (Direct);
Notional Stock Units — 2,578 shares (Direct);
Common Stock — 20,464 shares (Direct)
Footnotes (3)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
- F3. No separate expiration date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Kishida Yoshifumi’s Form 3 for Nomura Holdings (NMR) show?
The Form 3 shows that officer Kishida Yoshifumi reports existing direct ownership of 20,464 shares of Common Stock, plus multiple series of Restricted Stock Units and Notional Stock Units that are each tied to the value of one Nomura Common Share.