Nomura (NYSE: NMR) officer lists 20,464 shares and units in Form 3

Rhea-AI Filing Summary

Nomura Holdings officer Kishida Yoshifumi filed an initial ownership report listing his existing equity-linked interests in the company. The filing shows direct ownership of 20,464 shares of Common Stock.

He also holds Restricted Stock Units that each represent one share of Common Stock, tied to 5,500, 2,600, and 800 underlying shares scheduled to convert on April 1, 2026, April 1, 2027, and April 1, 2028. In addition, he holds Notional Stock Units linked to 860, 859, and 859 underlying shares of Common Stock on the same schedule, which will be settled in cash equal to the share value.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Kishida Yoshifumi

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	20,464	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	04/01/2026	(3)	Common Stock	5,500	(1)	D
Restricted Stock Units(1)	04/01/2027	(3)	Common Stock	2,600	(1)	D
Restricted Stock Units(1)	04/01/2028	(3)	Common Stock	800	(1)	D
Notional Stock Units(2)	04/01/2026	(3)	Common Stock	860	(2)	D
Notional Stock Units(2)	04/01/2027	(3)	Common Stock	859	(2)	D
Notional Stock Units(2)	04/01/2028	(3)	Common Stock	859	(2)	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.

3. No separate expiration date.

Remarks:

Executive Management Headquarters, Group Management and Regulatory Affairs, Chairman of Disclosure Committee Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Kishida Yoshifumi’s Form 3 for Nomura Holdings (NMR) show?

The Form 3 shows that officer Kishida Yoshifumi reports existing direct ownership of 20,464 shares of Common Stock, plus multiple series of Restricted Stock Units and Notional Stock Units that are each tied to the value of one Nomura Common Share.

How many Nomura Holdings common shares does Kishida Yoshifumi directly own?

Kishida Yoshifumi directly owns 20,464 shares of Nomura Holdings Common Stock. This position is reported as of the Form 3 date and represents his current direct shareholding, separate from additional equity-based awards such as Restricted Stock Units and Notional Stock Units.

What Restricted Stock Units are reported in Nomura Holdings (NMR) Form 3?

The Form 3 lists several Restricted Stock Unit positions, each representing the right to receive one share of Common Stock. They are tied to 5,500, 2,600, and 800 underlying shares with scheduled conversion dates on April 1 of 2026, 2027, and 2028, respectively.

What are the Notional Stock Units reported for Nomura Holdings officer Kishida Yoshifumi?

The filing shows Notional Stock Units, each providing a right to receive cash equal to one share of Common Stock. These units are linked to 860, 859, and 859 underlying shares, with scheduled conversion dates on April 1 of 2026, 2027, and 2028.

Does this Nomura Holdings Form 3 show insider buying or selling activity?

The Form 3 presents holdings only, not new buy or sell transactions. It lists existing Common Stock, Restricted Stock Units, and Notional Stock Units, establishing Kishida Yoshifumi’s initial reported ownership position rather than recording current market trades.

How do the equity awards in the Nomura (NMR) Form 3 settle for Kishida Yoshifumi?

The Restricted Stock Units settle in shares of Common Stock, one share per unit. The Notional Stock Units settle in cash equal in value to one share of Common Stock per unit, according to the footnotes in the filing.