STOCK TITAN
  1. Home
  2. Sec-filings
  3. NMR
  4. [Form 3] NOMURA HOLDINGS INC Initial Statement of Beneficial Ownership

Nomura executive discloses initial share and unit holdings

Nomura Holdings Inc executive Kitamura Takumi has filed an initial ownership report showing existing equity-linked positions in the company.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nomura Holdings Inc executive Kitamura Takumi has filed an initial ownership report showing existing equity-linked positions in the company. The filing lists direct holdings of 139,763 shares of Common Stock and an additional 1,000 shares of Common Stock held indirectly by a spouse.

Kitamura also holds Restricted Stock Units covering 9,100 underlying shares of Common Stock, each representing the right to receive one share. In addition, he holds several blocks of Notional Stock Units tied to Common Stock values: 85,906 underlying shares with an exercise date of April 1, 2026, 58,444 underlying shares with an exercise date of April 1, 2027, and 41,325 underlying shares with an exercise date of April 1, 2028. These notional units provide cash equal to the value of one share of Common Stock rather than actual shares. The report reflects holdings only and does not show any new purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Kitamura Takumi
Role See Remarks
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Notional Stock Units -- -- --
holding Notional Stock Units -- -- --
holding Notional Stock Units -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 9,100 contracts (Direct); Notional Stock Units — 185,675 contracts (Direct); Common Stock — 139,763 shares (Direct); Common Stock — 1,000 shares (Indirect, Held by spouse)
Footnotes (3)
  1. F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
  2. F2. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
  3. F3. No separate expiration date.

FAQ

What does Kitamura Takumi’s Form 3 filing for NOMURA HOLDINGS INC (NMR) show?
The Form 3 shows existing holdings by Kitamura Takumi in Nomura, including Common Stock, Restricted Stock Units, and Notional Stock Units. It is an initial ownership statement and does not report any new purchases or sales.

How many Nomura (NMR) common shares does Kitamura Takumi hold directly and indirectly?
Kitamura Takumi holds 139,763 shares of Common Stock directly and an additional 1,000 shares indirectly through his spouse. These figures describe his equity stake as reported in the Form 3 filing dated March 18, 2026.

What Restricted Stock Units are disclosed for Kitamura Takumi in Nomura (NMR)?
The filing lists Restricted Stock Units covering 9,100 underlying shares of Common Stock. Each Restricted Stock Unit represents the right to receive one share of Common Stock, aligning executive compensation with Nomura’s share performance over time.

What are the Notional Stock Units in Kitamura Takumi’s Nomura (NMR) disclosure?
Notional Stock Units give cash equal to one share of Common Stock instead of shares. Kitamura holds units tied to 85,906, 58,444, and 41,325 underlying shares, with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028.

Does Kitamura Takumi’s Nomura (NMR) Form 3 show any insider buying or selling?
No, the Form 3 does not show any insider buying or selling. It records Kitamura’s existing holdings in Common Stock, Restricted Stock Units, and Notional Stock Units, serving as an initial ownership snapshot rather than a record of transactions.

How do the exercise dates in Kitamura Takumi’s Nomura (NMR) units work?
The filing shows unit holdings with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028. On these dates, the Restricted or Notional Stock Units can settle into shares or cash based on Nomura’s Common Stock value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Kitamura Takumi
(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU
(Street)
TOKYOJAPAN103-8645
(City)(State)(Zip)
JAPAN
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock139,763D
Common Stock1,000IHeld by spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/01/2026 (3)Common Stock9,100(1)D
Notional Stock Units(2)04/01/2026 (3)Common Stock85,906(2)D
Notional Stock Units(2)04/01/2027 (3)Common Stock58,444(2)D
Notional Stock Units(2)04/01/2028 (3)Common Stock41,325(2)D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
2. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
3. No separate expiration date.
Remarks:
Executive Officer, Chief Transformation Officer Exhibit 24: Power of Attorney
/s/ Takashi Futaki, as Attorney-in-fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR