Nomura director Form 3 shows 9,998 share stake

Nomura Holdings Inc. director Ishizuka Masahiro has filed an initial Form 3 reporting his ownership of the company’s common stock.

Accepted by SEC EDGAR 03/18/2026 - 12:12 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nomura Holdings Inc. director Ishizuka Masahiro has filed an initial Form 3 reporting his ownership of the company’s common stock. He reports 9,300 shares held directly and an additional 697.666 shares held indirectly through an officers' stock ownership plan.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Ishizuka Masahiro

Role Director

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings: Common Stock — 697.666 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 9,300 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing by Ishizuka Masahiro at Nomura Holdings (NMR) show?

The Form 3 shows Ishizuka Masahiro’s initial reported holdings of Nomura Holdings common stock. He reports 9,300 shares held directly and 697.666 shares held indirectly through an officers' stock ownership plan, establishing his baseline ownership as a company director.

How many Nomura Holdings (NMR) shares does Ishizuka Masahiro hold directly and indirectly?

The filing reports 9,300 Nomura Holdings common shares held directly in his name. It also shows 697.666 common shares held indirectly through an officers' stock ownership plan, indicating both personal and plan-based exposure to the company’s equity.

Is the Nomura Holdings (NMR) Form 3 a buy or sell transaction?

The Form 3 is not a buy or sell report; it is an initial ownership statement. It lists Ishizuka Masahiro’s existing positions in Nomura Holdings common stock, both direct and indirect, without showing any new purchase or sale activity.

What type of ownership is reported for Ishizuka Masahiro in Nomura Holdings (NMR)?

The filing shows two ownership types: 9,300 common shares held as direct ownership and 697.666 common shares held as indirect ownership. The indirect position is specifically described as being held in an officers' stock ownership plan.

Why did Nomura Holdings (NMR) director Ishizuka Masahiro file a Form 3?

Form 3 is required when someone becomes a director, officer, or large shareholder of a public company. This filing records Ishizuka Masahiro’s starting ownership in Nomura Holdings common stock, providing a baseline for any future Form 4 or Form 5 updates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ishizuka Masahiro

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	697.666	I	Held in officers' stock ownership plan
Common Stock	9,300	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)