Nomura director files Form 3 with 0 shares

NOMURA HOLDINGS INC director reports no share ownership.

Accepted by SEC EDGAR 03/18/2026 - 12:17 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NOMURA HOLDINGS INC director reports no share ownership. In a new Form 3, director Giancarlo James Christopher reports that he beneficially owns no securities of Nomura Holdings Inc, with total shares following this initial statement shown as 0. This filing simply establishes his baseline ownership position as a company insider.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Giancarlo James Christopher

Role Director

Type	Security	Shares	Price	Value
Holding	No Securities Beneficially Owned	--	--	--

Holdings: No Securities Beneficially Owned — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Giancarlo James Christopher’s Form 3 for NOMURA HOLDINGS INC (NMR) show?

The Form 3 reports that director Giancarlo James Christopher currently has no securities beneficially owned in Nomura Holdings Inc, with total shares following the reported position shown as 0.

Is the NOMURA HOLDINGS INC (NMR) Form 3 a buy or sell transaction?

This Form 3 does not report any buy or sell transaction. It is an initial ownership statement indicating that the director currently reports zero beneficially owned shares of Nomura Holdings Inc.

What is the significance of reporting 0 shares on a Form 3 for NMR?

Reporting 0 shares on Form 3 means the insider director is disclosing that they currently hold no beneficial ownership of Nomura Holdings Inc securities as their official baseline position.

Does the NOMURA HOLDINGS INC (NMR) Form 3 include any derivative securities?

No derivative positions are shown. The Form 3 entry lists “No Securities Beneficially Owned”, and the derivative section is empty, indicating no reported options or similar instruments.

Who is the reporting person on the NOMURA HOLDINGS INC (NMR) Form 3?

The reporting person is Giancarlo James Christopher, identified in the filing as a director of Nomura Holdings Inc, with his current reported beneficial ownership of company securities listed as zero.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Giancarlo James Christopher

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No Securities Beneficially Owned	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)