Nomura officer reports initial share holdings
Nomura Holdings Inc. officer Tobari Akihito has reported his initial ownership position in a Form 3 filing.
Rhea-AI Filing Summary
Nomura Holdings Inc. officer Tobari Akihito has reported his initial ownership position in a Form 3 filing. He holds 94,468 shares of Common Stock directly and 96.374 shares indirectly through an officers' stock ownership plan.
He also holds Restricted Stock Units that each represent the right to receive one share of Common Stock. These RSUs cover 17,100 underlying shares with an exercise date of April 1, 2026, 13,200 underlying shares with an exercise date of April 1, 2027, and 8,500 underlying shares with an exercise date of April 1, 2028. The RSUs have an exercise price of 0.0000 and no separate expiration date.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Tobari Akihito
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 38,800 contracts (Direct);
Common Stock — 94,468 shares (Direct);
Common Stock — 96.374 shares (Indirect, Held in officers' stock ownership plan)
Footnotes (2)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. No separate expiration date.
Key Figures
Direct Common Stock holdings: 94,468 shares
Indirect Common Stock holdings: 96.374 shares
RSUs underlying shares (2026 exercise date): 17,100 shares
+3 more
6 metrics
Direct Common Stock holdings
94,468 shares
Total shares of Common Stock held directly as of the Form 3
Indirect Common Stock holdings
96.374 shares
Held through officers' stock ownership plan
RSUs underlying shares (2026 exercise date)
17,100 shares
Restricted Stock Units exercisable on April 1, 2026
RSUs underlying shares (2027 exercise date)
13,200 shares
Restricted Stock Units exercisable on April 1, 2027
RSUs underlying shares (2028 exercise date)
8,500 shares
Restricted Stock Units exercisable on April 1, 2028
RSU exercise price
0.0000
Exercise price per underlying Common Stock share for RSUs
Key Terms
Restricted Stock Units, officers' stock ownership plan, Form 3
3 terms
Restricted Stock Units financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
officers' stock ownership plan financial
"Common Stock held indirectly and described as held in officers' stock ownership plan."
Form 3 regulatory
"The Form 3 filing shows Tobari Akihito’s initial reported ownership in Nomura Holdings."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
FAQ
What does the Tobari Akihito Form 3 filing for Nomura Holdings (NMR) show?
The Form 3 filing shows Tobari Akihito’s initial reported ownership in Nomura Holdings. It lists his direct and indirect Common Stock holdings and multiple Restricted Stock Unit awards, each representing the right to receive one share of Common Stock at an exercise price of 0.0000.
What Restricted Stock Units are reported for Tobari Akihito in Nomura Holdings (NMR)?
He reports three Restricted Stock Unit positions tied to Common Stock. They cover 17,100 underlying shares, 13,200 underlying shares, and 8,500 underlying shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock with an exercise price of 0.0000.
When do Tobari Akihito’s Restricted Stock Units in Nomura Holdings (NMR) become exercisable?
His Restricted Stock Units have exercise dates of April 1, 2026, April 1, 2027, and April 1, 2028. Each RSU series corresponds to 17,100, 13,200, and 8,500 underlying Common Stock shares respectively, with no separate expiration date disclosed in the Form 3.
What does the footnote about Restricted Stock Units mean in the Nomura (NMR) filing?
The footnote explains that each Restricted Stock Unit represents the right to receive one share of Common Stock. It also states there is no separate expiration date, clarifying that the RSUs convert to shares based on the stated exercise dates rather than a distinct expiry.
AI-generated analysis. How Rhea-AI works. Not financial advice.
