Nomura Holdings (NMR) executive discloses RSUs and 25,852 shares

Rhea-AI Filing Summary

Nomura Holdings executive Moriuchi Hiroyuki has filed an initial ownership report showing equity-based compensation and share holdings in the company. The filing lists Restricted Stock Units tied to 9,200, 6,500 and 5,100 shares of Common Stock, scheduled to convert starting on April 1, 2026, April 1, 2027 and April 1, 2028. It also reports direct ownership of 25,852 shares of Common Stock. There are no recorded buy or sell transactions; this is a baseline disclosure of the officer’s existing position.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Moriuchi Hiroyuki

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	25,852	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	04/01/2026	(2)	Common Stock	9,200	(1)	D
Restricted Stock Units(1)	04/01/2027	(2)	Common Stock	6,500	(1)	D
Restricted Stock Units(1)	04/01/2028	(2)	Common Stock	5,100	(1)	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. No separate expiration date.

Remarks:

Executive Officer, Chief Financial Officer Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Form 3 filing by Moriuchi Hiroyuki at Nomura Holdings (NMR) show?

The Form 3 reports Moriuchi Hiroyuki’s existing equity stake, including Restricted Stock Units and 25,852 directly owned Nomura Holdings Common Stock shares. It serves as a baseline disclosure of his holdings upon becoming a reporting officer.

How many Nomura Holdings (NMR) shares does Moriuchi Hiroyuki directly own?

Moriuchi Hiroyuki directly owns 25,852 shares of Nomura Holdings Common Stock. This direct ownership is in addition to his Restricted Stock Units, which represent rights to receive additional shares in the future.

What Restricted Stock Units are reported for Moriuchi Hiroyuki at Nomura Holdings (NMR)?

The filing lists Restricted Stock Units linked to 9,200, 6,500 and 5,100 Nomura Holdings Common Stock shares. Each unit represents the right to receive one share, with future conversion dates starting in 2026, 2027 and 2028.

Do the Nomura Holdings (NMR) Form 3 entries show any stock purchases or sales?

No, the entries do not show any stock purchases or sales. All four records are classified as holdings, meaning they simply disclose Moriuchi Hiroyuki’s existing equity position rather than new buy or sell transactions.

When can Moriuchi Hiroyuki’s Nomura Holdings (NMR) Restricted Stock Units convert into shares?

The Restricted Stock Units may convert into Common Stock beginning on April 1, 2026, April 1, 2027 and April 1, 2028. Each unit entitles him to receive one Nomura Holdings share at the applicable future conversion date.