Nomura Holdings (NMR) officer discloses stock and RSU holdings

Rhea-AI Filing Summary

Nomura Holdings Inc. officer Mizuno Shinichi has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). He directly holds 35,921 shares of Common Stock.

He also holds RSUs tied to 5,600, 3,600, and 2,500 underlying shares of Common Stock, with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028, respectively. Each RSU represents the right to receive one share of Common Stock, with no separate expiration date and a stated exercise price of $0.0000 per share.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Mizuno Shinichi

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	35,921	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	04/01/2026	(2)	Common Stock	5,600	(1)	D
Restricted Stock Units(1)	04/01/2027	(2)	Common Stock	3,600	(1)	D
Restricted Stock Units(1)	04/01/2028	(2)	Common Stock	2,500	(1)	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. No separate expiration date.

Remarks:

Joint Chief Compliance Officer Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Nomura (NMR) officer Mizuno Shinichi report in this Form 3?

Mizuno Shinichi reports his initial ownership in Nomura, including 35,921 shares of Common Stock and several tranches of Restricted Stock Units. This filing establishes his baseline equity position as an officer of NOMURA HOLDINGS INC.

How many Nomura (NMR) common shares does Mizuno Shinichi directly own?

He directly owns 35,921 shares of Nomura common stock. This figure reflects his reported direct equity stake separate from any Restricted Stock Units, which represent additional rights to receive shares in the future.

What Restricted Stock Units does Mizuno Shinichi hold in Nomura (NMR)?

He holds RSUs linked to 5,600, 3,600, and 2,500 underlying Nomura common shares. These RSUs have exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028, respectively, providing staged future share delivery potential.

How do the RSUs reported by Mizuno Shinichi in Nomura (NMR) work?

Each Restricted Stock Unit represents the right to receive one Nomura common share at an exercise price of $0.0000. The RSUs have no separate expiration date, and delivery is tied to specified exercise dates in 2026, 2027, and 2028.

Does this Nomura (NMR) Form 3 show any recent stock purchases or sales?

The Form 3 reflects holdings only and does not show any classified buy or sell transactions. All entries are reported as holdings, establishing Mizuno Shinichi’s starting position rather than recording new market trades.