How are Performance Share Units structured for Nomura Holdings (NMR)?

Nakajima’s Performance Share Units reference 277,500 and 273,100 target shares of common stock. Each unit may deliver between 0% and 150% of one share, based on achievement of performance targets over a three-year performance period defined by the plan.

Nomura director Nakajima reports initial holdings

Q: How many Nomura Holdings (NMR) common shares does Nakajima directly own?

Nakajima directly owns 677,540 shares of Nomura common stock. This figure reflects his post-reporting direct share position, separate from derivative awards like Restricted Stock Units, Notional Stock Units, and Performance Share Units referenced in the Form 3 filing.

Q: What Restricted Stock Units does Nakajima hold in Nomura Holdings (NMR)?

Nakajima holds Restricted Stock Units representing 9,900 underlying shares of Common Stock. Each Restricted Stock Unit gives the right to receive one share of Nomura common stock, aligning part of his compensation directly with the company’s equity performance.

Q: What Notional Stock Units are reported for Nomura Holdings (NMR)?

The filing lists Notional Stock Units tied to 193,024, 151,861, and 112,217 underlying common shares. Each Notional Stock Unit represents the right to receive cash equal in value to one Nomura common share, rather than actual stock delivery.

Nomura Holdings Inc. director and officer Nakajima Yutaka filed an initial Form 3 reporting his beneficial interests in the company.

Accepted by SEC EDGAR 03/18/2026 - 12:16 PM EDT

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Nomura Holdings Inc. director and officer Nakajima Yutaka filed an initial Form 3 reporting his beneficial interests in the company. He directly holds 677,540 shares of Common Stock, plus awards linked to additional shares through Restricted Stock Units, Notional Stock Units, and Performance Share Units that reference specific numbers of Nomura common shares.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Nakajima Yutaka

Role See Remarks

Type	Security	Shares	Price	Value
Holding	Restricted Stock Units	--	--	--
Holding	Notional Stock Units	--	--	--
Holding	Notional Stock Units	--	--	--
Holding	Notional Stock Units	--	--	--
Holding	Performance Share Units	--	--	--
Holding	Performance Share Units	--	--	--
Holding	Common Stock	--	--	--

Holdings: Restricted Stock Units — 9,900 contracts (Direct); Notional Stock Units — 457,102 contracts (Direct); Performance Share Units — 550,600 contracts (Direct); Common Stock — 677,540 shares (Direct)

Footnotes (4)

F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
F2. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
F3. Each Performance Share Unit represents the right to receive between 0% and 150% of one share of Common Stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the degree of achievement of performance targets over a three-year performance period.
F4. No separate expiration date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Nakajima Yutaka’s Form 3 disclose for Nomura Holdings (NMR)?

The Form 3 discloses Nakajima Yutaka’s initial holdings in Nomura. He reports direct ownership of common stock and several types of stock-based units tied to Nomura shares, giving a clear snapshot of his equity-related interests at the reporting date.

How many Nomura Holdings (NMR) common shares does Nakajima directly own?

Nakajima directly owns 677,540 shares of Nomura common stock. This figure reflects his post-reporting direct share position, separate from derivative awards like Restricted Stock Units, Notional Stock Units, and Performance Share Units referenced in the Form 3 filing.

What Restricted Stock Units does Nakajima hold in Nomura Holdings (NMR)?

Nakajima holds Restricted Stock Units representing 9,900 underlying shares of Common Stock. Each Restricted Stock Unit gives the right to receive one share of Nomura common stock, aligning part of his compensation directly with the company’s equity performance.

What Notional Stock Units are reported for Nomura Holdings (NMR)?

The filing lists Notional Stock Units tied to 193,024, 151,861, and 112,217 underlying common shares. Each Notional Stock Unit represents the right to receive cash equal in value to one Nomura common share, rather than actual stock delivery.

Do Nakajima’s Nomura (NMR) units have an exercise price or expiration date?

The reported Restricted Stock Units, Notional Stock Units, and Performance Share Units have an exercise or conversion price of 0.0000. A footnote states there is no separate expiration date, indicating these awards follow plan terms rather than standard option expiry schedules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nakajima Yutaka

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	677,540	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units⁽¹⁾	04/01/2026	⁽⁴⁾	Common Stock	9,900	⁽¹⁾	D
Notional Stock Units⁽²⁾	04/01/2026	⁽⁴⁾	Common Stock	193,024	⁽²⁾	D
Notional Stock Units⁽²⁾	04/01/2027	⁽⁴⁾	Common Stock	151,861	⁽²⁾	D
Notional Stock Units⁽²⁾	04/01/2028	⁽⁴⁾	Common Stock	112,217	⁽²⁾	D
Performance Share Units⁽³⁾	04/01/2027	⁽⁴⁾	Common Stock	277,500	⁽³⁾	D
Performance Share Units⁽³⁾	04/01/2028	⁽⁴⁾	Common Stock	273,100	⁽³⁾	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.

3. Each Performance Share Unit represents the right to receive between 0% and 150% of one share of Common Stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the degree of achievement of performance targets over a three-year performance period.

4. No separate expiration date.

Remarks:

Representative Executive Officer and Deputy President Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR