Nomura (NMR) director Nakajima discloses stock and unit holdings
Rhea-AI Filing Summary
Nomura Holdings Inc. director and officer Nakajima Yutaka filed an initial Form 3 reporting his beneficial interests in the company. He directly holds 677,540 shares of Common Stock, plus awards linked to additional shares through Restricted Stock Units, Notional Stock Units, and Performance Share Units that reference specific numbers of Nomura common shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Nakajima Yutaka
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Performance Share Units | -- | -- | -- |
| holding | Performance Share Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 9,900 shares (Direct);
Notional Stock Units — 457,102 shares (Direct);
Performance Share Units — 550,600 shares (Direct);
Common Stock — 677,540 shares (Direct)
Footnotes (4)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
- F3. Each Performance Share Unit represents the right to receive between 0% and 150% of one share of Common Stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the degree of achievement of performance targets over a three-year performance period.
- F4. No separate expiration date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Nakajima Yutaka’s Form 3 disclose for Nomura Holdings (NMR)?
The Form 3 discloses Nakajima Yutaka’s initial holdings in Nomura. He reports direct ownership of common stock and several types of stock-based units tied to Nomura shares, giving a clear snapshot of his equity-related interests at the reporting date.
What Restricted Stock Units does Nakajima hold in Nomura Holdings (NMR)?
Nakajima holds Restricted Stock Units representing 9,900 underlying shares of Common Stock. Each Restricted Stock Unit gives the right to receive one share of Nomura common stock, aligning part of his compensation directly with the company’s equity performance.
What Notional Stock Units are reported for Nomura Holdings (NMR)?
The filing lists Notional Stock Units tied to 193,024, 151,861, and 112,217 underlying common shares. Each Notional Stock Unit represents the right to receive cash equal in value to one Nomura common share, rather than actual stock delivery.
Do Nakajima’s Nomura (NMR) units have an exercise price or expiration date?
The reported Restricted Stock Units, Notional Stock Units, and Performance Share Units have an exercise or conversion price of 0.0000. A footnote states there is no separate expiration date, indicating these awards follow plan terms rather than standard option expiry schedules.