Nomura Holdings (NYSE: NMR) officer discloses common stock and RSU stake
Rhea-AI Filing Summary
Nomura Holdings Inc. officer Masahiro Goto reported his equity holdings in the company. He directly owns 204,268 shares of Common Stock, reflecting his current share position. He also holds three tranches of Restricted Stock Units, each representing one share of Common Stock.
The RSU tranches cover 69,800 underlying shares scheduled for April 1, 2026, 57,100 underlying shares scheduled for April 1, 2027, and 37,700 underlying shares scheduled for April 1, 2028. These RSUs have no separate expiration date, providing additional future equity exposure.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Goto Masahiro
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 164,600 shares (Direct);
Common Stock — 204,268 shares (Direct)
Footnotes (2)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. No separate expiration date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider position did Masahiro Goto report at Nomura Holdings (NMR)?
Masahiro Goto reported direct ownership of 204,268 shares of Common Stock in Nomura Holdings Inc. He also reported multiple Restricted Stock Unit grants that can convert into additional common shares, underscoring a meaningful equity-based alignment with the company’s long-term performance.
What Restricted Stock Units does Masahiro Goto hold in Nomura Holdings (NMR)?
Masahiro Goto holds three sets of Restricted Stock Units, each representing one share of Common Stock. They cover 69,800, 57,100, and 37,700 underlying shares, giving him potential future ownership increases as these units settle into common stock over time.
When are Masahiro Goto’s Nomura Holdings RSUs scheduled to settle?
His Restricted Stock Units are scheduled to settle into Common Stock on April 1, 2026, April 1, 2027, and April 1, 2028. These dates indicate when the RSUs can convert into shares, expanding his direct equity stake if conditions are met.
Do Masahiro Goto’s Restricted Stock Units at Nomura Holdings have an expiration date?
The RSUs reported by Masahiro Goto have no separate expiration date, according to the disclosure footnotes. Each unit represents the right to receive one share of Common Stock, with settlement tied to specified future dates rather than an independent expiry.
Are there any buy or sell transactions in this Nomura Holdings (NMR) Form 3?
The Form 3 shows holdings only, with no reported open‑market purchases or sales. It lists current Common Stock ownership and Restricted Stock Unit positions, serving as an initial statement of beneficial ownership rather than documenting new trading activity.