Nomura Holdings (NYSE: NMR) officer discloses common stock and RSU stake

Rhea-AI Filing Summary

Nomura Holdings Inc. officer Masahiro Goto reported his equity holdings in the company. He directly owns 204,268 shares of Common Stock, reflecting his current share position. He also holds three tranches of Restricted Stock Units, each representing one share of Common Stock.

The RSU tranches cover 69,800 underlying shares scheduled for April 1, 2026, 57,100 underlying shares scheduled for April 1, 2027, and 37,700 underlying shares scheduled for April 1, 2028. These RSUs have no separate expiration date, providing additional future equity exposure.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Goto Masahiro

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	204,268	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	04/01/2026	(2)	Common Stock	69,800	(1)	D
Restricted Stock Units(1)	04/01/2027	(2)	Common Stock	57,100	(1)	D
Restricted Stock Units(1)	04/01/2028	(2)	Common Stock	37,700	(1)	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. No separate expiration date.

Remarks:

Head of Executive Management Headquarters Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider position did Masahiro Goto report at Nomura Holdings (NMR)?

Masahiro Goto reported direct ownership of 204,268 shares of Common Stock in Nomura Holdings Inc. He also reported multiple Restricted Stock Unit grants that can convert into additional common shares, underscoring a meaningful equity-based alignment with the company’s long-term performance.

What Restricted Stock Units does Masahiro Goto hold in Nomura Holdings (NMR)?

Masahiro Goto holds three sets of Restricted Stock Units, each representing one share of Common Stock. They cover 69,800, 57,100, and 37,700 underlying shares, giving him potential future ownership increases as these units settle into common stock over time.

When are Masahiro Goto’s Nomura Holdings RSUs scheduled to settle?

His Restricted Stock Units are scheduled to settle into Common Stock on April 1, 2026, April 1, 2027, and April 1, 2028. These dates indicate when the RSUs can convert into shares, expanding his direct equity stake if conditions are met.

Do Masahiro Goto’s Restricted Stock Units at Nomura Holdings have an expiration date?

The RSUs reported by Masahiro Goto have no separate expiration date, according to the disclosure footnotes. Each unit represents the right to receive one share of Common Stock, with settlement tied to specified future dates rather than an independent expiry.

Are there any buy or sell transactions in this Nomura Holdings (NMR) Form 3?

The Form 3 shows holdings only, with no reported open‑market purchases or sales. It lists current Common Stock ownership and Restricted Stock Unit positions, serving as an initial statement of beneficial ownership rather than documenting new trading activity.