Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.
Nomura America Finance, LLC is offering US$3,794,000 of issuer‑redeemable contingent coupon barrier notes due October 28, 2027, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of 0.892% (approximately 10.70% per annum) only if on each coupon observation date both the S&P 500® (SPX) and Russell 2000® (RTY) close at or above 65.00% of their strike values. If not called by the issuer (issuer may redeem on or after May 29, 2026), the cash settlement at maturity depends on the performance of the least performing reference asset: if that asset is at or above its barrier (65% of initial value), you receive principal plus final contingent coupon; if below the barrier you suffer a pro rata loss of principal, up to 100%.
Notes are unsecured, unlisted, carry Nomura credit risk, have an original issue price of 100.00% (estimated model value $988.10 per $1,000), and a minimum initial investment of $10,000. Timing and tax treatments are discussed in the supplement.
Nomura America Finance, LLC priced redeemable contingent coupon barrier notes linked to the least performing of the NASDAQ-100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX). The notes have a $1,000 denomination, an expected original issue date of May 6, 2026, a final valuation date of May 1, 2031 and a stated maturity of May 6, 2031. Contingent coupons are at least 0.9375% monthly (equivalent to 11.25% per annum) subject to each reference asset closing at or above a 70.00% contingent coupon barrier on coupon observation dates. At maturity, if the least performing reference asset is below its 70.00% barrier, the cash settlement amount is reduced on a 1-for-1 basis by that reference asset’s percentage decline, risking loss of up to 100% of principal.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes linked to the common stock of Tesla, Inc. (TSLA). The trade date is May 15, 2026 with an expected original issue date of May 20, 2026 and a stated maturity of May 18, 2029. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a contingent quarterly coupon of at least $32.625 per $1,000 principal (at least 3.2625% quarterly, equivalent to 13.05% per annum) if Tesla’s closing price on coupon observation dates is at or above a contingent coupon barrier equal to 60.00% of the initial value. The notes are automatically called if Tesla closes at or above a call barrier of 100.00% of the initial value on call observation dates starting November 16, 2026. If not called, maturity payment depends on final performance versus a barrier of 60.00%, exposing holders to up to 100% principal loss.
The price to public is 100.00%, agent’s commission is up to 4.00% and proceeds to issuer at least 96.00%. The front cover estimates the notes’ value on the trade date between $899.50 and $929.50 per $1,000 principal.
Nomura America Finance, LLC is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500®, Russell 2000® and EURO STOXX 50® due May 4, 2029.
The notes have a principal denomination of $1,000 per note, an estimated value on the trade date of $948.20–$978.20 per $1,000, and an original issue price of 100.00%. Quarterly contingent coupons are at least 3.313% (equivalent to 13.25% per annum) if each reference asset closes at or above 70.00% of its initial value on a coupon observation date. If not redeemed early, the notes mature on May 4, 2029, and at maturity holders receive either $1,000 plus the final contingent coupon (if the least performing reference asset is at or above its barrier) or a cash amount reflecting the performance of the least performing reference asset, exposing investors to up to 100.00% loss of principal.
Nomura America Finance, LLC is offering $ Callable Contingent Coupon Index-Linked Notes due 2031, guaranteed by Nomura Holdings, Inc. Each $1,000 face amount will pay contingent quarterly coupons of $34.75 (3.475% quarterly; up to 13.90% annually) when each underlier closes at or above its coupon trigger level (70% of initial). At maturity the cash settlement per $1,000 depends on the least performing underlier: if that final level is below the trigger buffer level (60% of initial) you may suffer substantial principal loss, including loss of up to 100% of face amount. The issuer may redeem on specified coupon payment dates beginning August 10, 2026. Trade date is expected May 5, 2026; original issue date expected May 8, 2026; stated maturity expected May 8, 2031. The estimated value at term-setting is $946.70–$976.70 per $1,000.
Nomura Holdings officer Christopher Paul Willcox reported several compensation-related share movements. On April 24, 2026, 1,361,548 Notional Stock Units tied to the value of common stock vested and were settled in cash, with no shares issued, alongside a corresponding derivative exercise and disposition to the issuer at $8.21 per share equivalent.
On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in common shares, with 5,054 shares withheld to cover tax obligations at an equivalent price of $7.71 per share. Following these transactions, Willcox directly held 14,586 shares of Nomura common stock.
NOMURA HOLDINGS INC officer Yutaka Nakajima reported compensation-related equity transactions involving Common Stock, Restricted Stock Units, and Notional Stock Units. On April 24, 2026, 193,024 Notional Stock Units vested and were settled in cash, with a corresponding 193,024-share disposition of Common Stock back to the issuer at $8.21 per share, so no new shares were issued. On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in shares of Common Stock, while 4,697 shares were withheld to cover tax obligations at $7.71 per share. Following these transactions, Nakajima directly held 682,743 shares of Common Stock.
Nomura Holdings director and officer Kentaro Okuda reported a series of compensation-related stock transactions. On April 24, 2026, he exercised 325,484 Notional Stock Units tied to Common Stock, which vested on April 1 and were settled entirely in cash; the footnotes state that no shares were issued for these units.
On the same date, he also exercised 325,484 Common Stock at $0.00 and disposed of 325,484 Common Stock back to the issuer at $8.21 per share as a disposition to the company. On April 27, 2026, Okuda’s 57,800 Restricted Stock Units vested and settled in shares on a one-for-one basis into Common Stock, and 26,705 Common Stock were withheld at $7.71 per share to cover tax withholding obligations.
After these exercises, dispositions, and tax withholding, Okuda directly holds 529,192 shares of Nomura Holdings Common Stock. All transactions are reported as direct ownership and reflect derivative exercises, cash settlement, and issuer/tax-related share dispositions rather than open-market buying or selling.
Nomura Holdings executive Yukiko Ozaki reported routine equity compensation activity. On April 27, 2026 she exercised 4,900 Restricted Stock Units into Common Stock and 1,467 shares were withheld at about $7.71 per share to cover tax obligations. Footnotes state each Restricted Stock Unit delivered one share of Common Stock.
On April 24, 2026 she exercised 2,896 Notional Stock Units that were vested and settled entirely in cash at about $8.21 per unit, so no new shares were issued. The filing also shows a small 7.368‑share Common Stock award through an officers' stock ownership plan. After these transactions, she directly holds 20,919 Common shares, plus a small indirect plan balance.
Nomura Holdings executive Kitamura Takumi reported compensation-related equity activity rather than open-market trading. On April 24, 2026, 85,906 Notional Stock Units were converted and settled in cash, while an equivalent 85,906 shares of Common Stock were issued and then returned to Nomura in a disposition to the issuer. On April 27, 2026, 9,100 Restricted Stock Units vested into 9,100 Common shares, with 4,329 of those shares withheld to cover tax obligations. After these transactions, Kitamura holds 144,534 Common shares directly, plus 1,000 shares held indirectly through his spouse.