Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.
Nomura America Finance, LLC priced an offering of Autocallable Contingent Coupon Barrier Notes linked to the Class A common stock of Palantir Technologies Inc. (PLTR) with a stated maturity of May 3, 2029.
The notes pay a contingent quarterly coupon of $47.625 per $1,000 principal (contingent coupon rate 4.7625% quarterly; 19.05% per annum), have a call barrier at 100.00% of the initial value and a coupon/barrier level at 60.00% of the initial value. Estimated value on the trade date is between $901.90 and $931.90 per $1,000 principal; original issue price is 100.00% and agent commission is up to 4.00%. The notes are unsecured and fully guaranteed by Nomura Holdings, Inc.; purchasers bear issuer and guarantor credit risk.
Nomura Holdings, Inc. has withdrawn its shelf registration statement dated May 17, 2024 covering the disposal of treasury shares for stock-based compensation. The shelf had allowed issuance of common stock for Restricted Stock Units (RSUs) and Performance Share Units (PSUs) up to a maximum of 50,000,000,000 yen.
The company has filed an extraordinary report with the Kanto Local Finance Bureau covering previously granted RSUs and PSUs, with a total issuance price of 1,470,158,179 yen. The withdrawal does not affect those granted RSUs and PSUs, meaning existing awards remain in place despite the shelf being cancelled.
Nomura Holdings, Inc. reports progress on its share repurchase program and related treasury share actions for the month from March 1 to March 31, 2026. Under a Board authorization dated January 30, 2026 to repurchase up to 100,000,000 common shares for up to ¥60,000,000,000, the company bought back 24,638,300 shares in March for a total of ¥30,180,151,350. Cumulatively, 32,551,600 shares have been repurchased for ¥41,478,448,300, representing progress of 32.6 by share count and 69.1 by amount. During the same period, Nomura canceled 75,000,000 treasury shares, totaling ¥57,665,917,500, and recorded total issued shares of 3,088,562,601 and treasury holdings of 186,846,208 shares as of March 31, 2026.
Nomura Holdings Inc. officer Akio Hori filed an initial ownership report showing his equity stake in the company. He directly holds 56,034 shares of Common Stock and indirectly holds 81.471 shares through an officers' stock ownership plan. He also holds Restricted Stock Units representing rights to receive 6,100, 3,600, and 1,900 shares of Common Stock, with exercise dates in 2026, 2027, and 2028. Each Restricted Stock Unit corresponds to one share of Common Stock and carries no separate expiration date.
Nomura Holdings officer Koike Hiroyasu filed an initial ownership report showing existing equity interests in the company. He holds Restricted Stock Units representing 10,000, 7,700 and 6,200 underlying shares of Common Stock, plus 107,729 Common shares directly and 365.643 shares indirectly through an officers' stock ownership plan. These entries reflect reported holdings rather than new market purchases or sales.
Nomura Holdings Inc. officer Tobari Akihito has reported his initial ownership position in a Form 3 filing. He holds 94,468 shares of Common Stock directly and 96.374 shares indirectly through an officers' stock ownership plan.
He also holds Restricted Stock Units that each represent the right to receive one share of Common Stock. These RSUs cover 17,100 underlying shares with an exercise date of April 1, 2026, 13,200 underlying shares with an exercise date of April 1, 2027, and 8,500 underlying shares with an exercise date of April 1, 2028. The RSUs have an exercise price of 0.0000 and no separate expiration date.
Nomura Holdings reported strong regulatory capital and loss‑absorbing buffers as of December 31, 2025. Common equity Tier 1 capital was 3,132.7 billion yen, supporting a Common equity Tier 1 capital ratio of 13.07% and a Tier 1 capital ratio of 15.31% on total risk‑weighted assets of 23,959.0 billion yen.
The consolidated capital adequacy ratio stood at 16.10%, while the consolidated leverage ratio was 5.03%. External TLAC ratios were 27.23% on a risk‑weighted assets basis and 10.01% on a leverage exposure basis, indicating substantial capacity to absorb losses under regulatory standards.
Nomura America Finance, LLC is offering US$1,000,000 of autocallable, memory contingent coupon barrier notes linked to JetBlue Airways Corporation common stock due April 20, 2027. The notes pay a 9.39% quarterly contingent coupon if the reference stock meets the contingent coupon barrier on observation dates, are callable if the stock is at or above the call barrier, and repay principal at maturity only if the final stock value is at or above the 65.00% barrier; otherwise repayment is reduced pro rata by reference asset performance. The original issue price is 100.00% and the estimated value at pricing was $961.80 per $1,000.
Nomura America Finance, LLC offers US$ Senior Global Medium-Term Notes—autocallable, memory contingent coupon barrier notes linked to JetBlue Airways Corporation common stock due April 20, 2027. The notes pay a contingent quarterly coupon of at least $93.90 per $1,000 (at least 9.39% quarterly, to be set on the trade date), are callable if JetBlue closes at or above the call barrier (100% of initial value) on any call observation date, and return either principal plus contingent coupons or, if the final value is below the 65.00% barrier ($2.938, based on an initial value of $4.52), a proportionate cash settlement that can result in up to 100% principal loss.
Nomura Holdings, Inc. reported progress on its ongoing share buyback program authorized by its Board on January 30, 2026. During the period from March 1 to March 31, 2026, the company repurchased 24,638,300 common shares for an aggregate 30,180,151,350 yen via stock exchange purchases through a trust bank.
The Board authorization permits repurchases of up to 100 million common shares, described as 3.2% of issued shares, for a total value of up to 60 billion yen during the period from February 17 to September 30, 2026, excluding the ten business days following quarterly results announcements. As of March 31, 2026, Nomura had cumulatively repurchased 32,551,600 shares for 41,478,448,300 yen under this program.