Nuveen Minnesota Fund (NYSE: NMS) officer files insider Form 3
Rhea-AI Filing Summary
Nuveen Minnesota Quality Municipal Income Fund filed a Form 3 for officer Joseph Castro, who serves as EVP, Chief Risk & Compliance. The filing identifies him as an officer but not a director or 10% owner. No share purchases, sales, or other transactions are reported.
Positive
- None.
Negative
- None.
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FAQ
Who is the insider named in Nuveen Minnesota Quality Municipal Income Fund (NMS) Form 3?
The Form 3 names Joseph Castro as the reporting person. He is an officer of Nuveen Minnesota Quality Municipal Income Fund, serving as EVP, Chief Risk & Compliance, and is not listed as a director or 10% owner.
What role does Joseph Castro hold at Nuveen Minnesota Quality Municipal Income Fund (NMS)?
Joseph Castro is identified as an officer with the title EVP, Chief Risk & Compliance. This indicates responsibility for overseeing the fund’s risk management and compliance functions, though the filing does not detail specific duties or decision-making authority.
Does the Nuveen Minnesota Quality Municipal Income Fund (NMS) Form 3 show any insider trades?
No insider trades are shown in this Form 3. The transaction summary reports zero buy, sell, acquire, dispose, or other transactions, and net buy/sell shares are listed as zero, indicating no reported trading activity.
Is Joseph Castro a 10% owner of Nuveen Minnesota Quality Municipal Income Fund (NMS)?
The filing indicates that Joseph Castro is not a 10% owner of Nuveen Minnesota Quality Municipal Income Fund. He is reported only in his capacity as an officer, not as a major equity holder in the fund.
What does the transaction summary indicate in the Nuveen Minnesota Quality Municipal Income Fund (NMS) Form 3?
The transaction summary shows no activity: buyCount, sellCount, acquireCount, disposeCount, and otherCount are all zero, with netBuySellShares also zero and netBuySellDirection marked as neutral, indicating no reported trades.