Nuveen NMS portfolio manager reports no holdings

A portfolio manager filed an initial Form 3 for Nuveen Minnesota Quality Municipal Income Fund without reporting any holdings or transactions.

Rhea-AI Filing Summary

Nuveen Minnesota Quality Municipal Income Fund (NMS) had an initial insider ownership report filed by Margot Kleinman, identified as a Portfolio Manager. The Form 3 does not list any transactions or current holdings of the fund’s securities for this reporting person.

Key Figures

Reported transactions: 0 transactions Reported shares bought: 0 shares Reported shares sold: 0 shares

3 metrics

Reported transactions 0 transactions Initial Form 3 for Portfolio Manager Margot Kleinman

Reported shares bought 0 shares Buy transactions reported in the Form 3

Reported shares sold 0 shares Sell transactions reported in the Form 3

Key Terms

Form 3, beneficial ownership, Portfolio Manager

3 terms

Form 3 regulatory

"An initial insider ownership report was filed on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"An initial statement of beneficial ownership was filed"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Portfolio Manager financial

"The reporting person is identified as a Portfolio Manager"

A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for NMS by Margot Kleinman report?

The Form 3 for NMS reports that Portfolio Manager Margot Kleinman filed an initial statement of beneficial ownership but does not list any transactions or holdings of Nuveen Minnesota Quality Municipal Income Fund securities.

What is Margot Kleinman’s role in relation to NMS?

The filing identifies Margot Kleinman as a Portfolio Manager associated with Nuveen Minnesota Quality Municipal Income Fund (NMS). She is not listed as a director, officer, or 10% owner in the form.

Are there any buy or sell transactions reported in this NMS Form 3?

No. The Form 3 for NMS shows no reported buy or sell transactions, and the transaction section is empty for Portfolio Manager Margot Kleinman.

Does the NMS Form 3 show any current share holdings for Margot Kleinman?

No. The filing indicates no holding entries for Portfolio Manager Margot Kleinman, meaning no specific number of Nuveen Minnesota Quality Municipal Income Fund shares is reported as beneficially owned.

Is there any Rule 10b5-1 trading plan disclosure in this NMS Form 3?

No. The data for the Rule 10b5-1 plan checkbox is null, and there are no transactions or footnotes describing any trading plan in this Form 3 for NMS.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 12:20 PM EDT Accepted by SEC EDGAR 09/03/2026 - 12:19 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Kleinman Margot

(Last) (First) (Middle)

C/O NUVEEN INVESTMENTS

333 W. WACKER DRIVE

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
Nuveen Minnesota Quality Municipal Income Fund [ NMS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

kleinmanpoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)