Nuveen NMS portfolio manager reports no holdings
A portfolio manager associated with Nuveen Minnesota Quality Municipal Income Fund filed a Form 3 showing no current holdings or transactions in NMS securities.
Rhea-AI Filing Summary
Nuveen Minnesota Quality Municipal Income Fund (NMS) filed an initial statement of beneficial ownership on Form 3 for Kristen Dejong, who is identified as a Portfolio Manager. The filing reports no transactions or equity or derivative holdings in the fund’s securities for this reporting person as of the filing date.
Positive
- None.
Negative
- None.
Key Figures
Reported buy transactions: 0 transactions
Reported sell transactions: 0 transactions
Reported derivative transactions: 0 transactions
3 metrics
Reported buy transactions
0 transactions
BuyCount in transaction summary for Portfolio Manager Kristen Dejong
Reported sell transactions
0 transactions
SellCount in transaction summary for Portfolio Manager Kristen Dejong
Reported derivative transactions
0 transactions
DerivativeTransactionCount in transaction summary for Portfolio Manager Kristen Dejong
Key Terms
Form 3, beneficial ownership, Portfolio Manager
3 terms
Form 3 regulatory
"filed an initial statement of beneficial ownership on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"filed an initial statement of beneficial ownership on Form 3"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Portfolio Manager financial
"who is identified as a Portfolio Manager"
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
FAQ
What does NMS’s latest Form 3 filing disclose about insider holdings?
The Form 3 for Nuveen Minnesota Quality Municipal Income Fund (NMS) lists Portfolio Manager Kristen Dejong as a reporting person and shows no reported holdings of NMS securities and no transactions or derivative positions as of the filing date.
Who is the reporting person in the NMS Form 3 filing?
The reporting person is Kristen Dejong, identified in the filing as a Portfolio Manager. The Form 3 establishes her status as an insider for disclosure purposes but reports no current ownership or recent trades in Nuveen Minnesota Quality Municipal Income Fund securities.
Does the NMS Form 3 show any insider purchases or sales?
No. The Form 3 transaction summary shows zero buy transactions, zero sell transactions, and no other transaction types reported for Portfolio Manager Kristen Dejong in Nuveen Minnesota Quality Municipal Income Fund securities.
Are any derivative securities reported in the NMS Form 3?
No. The Form 3 lists no derivative positions for Portfolio Manager Kristen Dejong. The derivative summary is empty and the transaction summary shows no derivative transactions or exercises in Nuveen Minnesota Quality Municipal Income Fund securities.
Does the NMS Form 3 mention a Rule 10b5-1 trading plan?
No. The document-level indicator for a Rule 10b5-1 plan is null, and there are no transactions or footnotes describing any pre-arranged trading plan for Portfolio Manager Kristen Dejong in Nuveen Minnesota Quality Municipal Income Fund securities.
AI-generated analysis. How Rhea-AI works. Not financial advice.