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NNE (NASDAQ: NNE) Form 144 shows 3,664 restricted shares vesting in Nov–Dec 2025

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Form 144 notice for NNE reporting intended dispositions of common stock tied to restricted stock vesting. The filing lists 1,039 shares vesting on 11/13/2025 and 2,625 shares vesting on 12/03/2025

The securities are described as vested under a registered compensation plan and the broker of record is Morgan Stanley Smith Barney LLC. The filing notes no securities sold during the past three months in the provided excerpt.

Positive

  • None.

Negative

  • None.

Insights

Routine Form 144 notice tied to restricted stock vesting; timing and method disclosed.

The filing lists planned dispositions of restricted common stock: 1,039 shares on 11/13/2025 and 2,625 shares on 12/03/2025, both described as vesting under a registered compensation plan.

Because Form 144 is a notice of intent to sell, actual sales depend on subsequent transactions; the excerpt shows no sales in the past three months. Relevant compliance triggers include Section 16 reporting and broker-handled distribution requirements.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the NNE Form 144 filing report?

The filing reports intended dispositions of restricted common stock tied to vesting: 1,039 shares on 11/13/2025 and 2,625 shares on 12/03/2025. It lists Morgan Stanley Smith Barney LLC as broker of record.

Does the Form 144 show shares sold already for NNE?

The provided excerpt indicates no securities sold during the past three months. The Form 144 entries describe planned dispositions tied to restricted stock vesting rather than completed open-market sales in the excerpt.

Who is the broker and what role is listed on the NNE Form 144?

The broker of record is listed as Morgan Stanley Smith Barney LLC. The filing associates the broker with handling the proposed dispositions of vested restricted shares under the registered compensation plan.

Are the shares in the NNE Form 144 newly issued or from a compensation plan?

The shares are described as restricted stock vesting under a registered plan, indicating they arise from compensation vesting events rather than newly issued public offerings in the excerpt.

What compliance actions follow a Form 144 for NNE insiders?

Filing a Form 144 signals intent to sell and typically accompanies required insider reporting under Section 16; subsequent Form 4 or transaction records would confirm completed dispositions and timing of actual sales.
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