NNE (Nasdaq: NNE) Form 144 lists 20,000-option exercise and 17,215 RSUs
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
NNE affiliate submitted a Form 144 notice notifying the intention to sell securities on 06/03/2026. The filing lists an exercise of stock options for 20,000 shares and RSU vesting for 17,215 shares, with sales to occur through Nasdaq using UBS Financial Services, Inc. as broker/dealer contact.
Positive
- None.
Negative
- None.
Key Figures
Form date: 06/03/2026
Option exercise shares: 20,000 shares
RSU vesting shares: 17,215 shares
+2 more
5 metrics
Form date
06/03/2026
Securities-to-be-sold entries dated on form
Option exercise shares
20,000 shares
Exercise of stock options dated 06/03/2026
RSU vesting shares
17,215 shares
RSU Vesting dated 06/03/2026
Exchange
Nasdaq
Execution venue listed in securities section
Broker/dealer contact
UBS Financial Services, Inc.
Listed address: Eleven Madison Avenue, New York, NY
Key Terms
Form 144, RSU Vesting, Exercise of stock options
3 terms
Form 144 regulatory
"Securities To Be Sold section listing proposed sale details"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
RSU Vesting financial
"Entry showing "RSU Vesting" with 17,215 shares on 06/03/2026"
RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.
Exercise of stock options financial
"Entry showing "Exercise of stock options" with 20,000 shares on 06/03/2026"
FAQ
What does the NNE Form 144 filed on 06/03/2026 report?
The Form 144 reports an intended sale after an exercise of 20,000 shares and RSU vesting of 17,215 shares on 06/03/2026. It lists Nasdaq as the execution venue and UBS Financial Services, Inc. as the broker contact.
Who is the broker/dealer named on the NNE Form 144?
The filing names UBS Financial Services, Inc. at Eleven Madison Avenue, New York, NY as the broker/dealer contact. The entry appears on the securities-to-be-sold section for trades on 06/03/2026.
Does the Form 144 state whether proceeds go to the issuer or selling holder?
The excerpt lists the transactions as an exercise of stock options and RSU vesting with sales to be effected; it does not state proceeds allocation or use of proceeds in the provided excerpt.