Nuveen New York Municipal Value (NNY) EVP files initial insider ownership Form 3
Rhea-AI Filing Summary
Nuveen New York Municipal Value Fund officer Joseph Castro, EVP and Chief Risk & Compliance Officer, filed an initial Form 3 as a reporting person of the fund. The filing lists no insider transactions, with no shares reported as bought, sold, acquired, or disposed in this statement.
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FAQ
What does Joseph Castros Form 3 filing for NNY represent?
It represents Joseph Castros initial status as a reporting person for Nuveen New York Municipal Value Fund. The Form 3 establishes his disclosure obligations as an executive officer under SEC rules but does not itself report any share transactions.
What is Joseph Castros role at Nuveen New York Municipal Value Fund (NNY)?
Joseph Castro is listed as an officer of Nuveen New York Municipal Value Fund with the title EVP, Chief Risk & Compliance. This senior role makes him a reporting person subject to insider ownership and transaction disclosure requirements.
Does the NNY Form 3 filing show Joseph Castro as a 10% owner?
No, the filing indicates Joseph Castro is not a ten percent owner of Nuveen New York Municipal Value Fund. He is classified as an officer only, with the ten percent owner flag explicitly set to zero in the structured data.
Are there any footnote restrictions or special ownership details in this NNY Form 3?
The structured data includes a footnotes section, but no substantive text is provided in it. As presented, the Form 3 excerpt does not disclose additional ownership structures or restrictions beyond his role as EVP, Chief Risk & Compliance Officer.