STOCK TITAN

Nuveen New York Municipal Value (NNY) EVP files initial insider ownership Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen New York Municipal Value Fund officer Joseph Castro, EVP and Chief Risk & Compliance Officer, filed an initial Form 3 as a reporting person of the fund. The filing lists no insider transactions, with no shares reported as bought, sold, acquired, or disposed in this statement.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Castro Joseph

(Last) (First) (Middle)
333 W. WACKER DRIVE
SUITE 2900

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025
3. Issuer Name and Ticker or Trading Symbol
NUVEEN NEW YORK MUNICIPAL VALUE FUND [ NNY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Risk & Compliance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
castropoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Joseph Castros Form 3 filing for NNY represent?

It represents Joseph Castros initial status as a reporting person for Nuveen New York Municipal Value Fund. The Form 3 establishes his disclosure obligations as an executive officer under SEC rules but does not itself report any share transactions.

Did Joseph Castro buy or sell NNY shares in this Form 3 filing?

No, this Form 3 reports no purchases or sales of Nuveen New York Municipal Value Fund shares. All transaction counts, including buy, sell, acquire, and dispose, are shown as zero in the summarized data for this filing.

What is Joseph Castros role at Nuveen New York Municipal Value Fund (NNY)?

Joseph Castro is listed as an officer of Nuveen New York Municipal Value Fund with the title EVP, Chief Risk & Compliance. This senior role makes him a reporting person subject to insider ownership and transaction disclosure requirements.

Does the NNY Form 3 filing show Joseph Castro as a 10% owner?

No, the filing indicates Joseph Castro is not a ten percent owner of Nuveen New York Municipal Value Fund. He is classified as an officer only, with the ten percent owner flag explicitly set to zero in the structured data.

Are there any footnote restrictions or special ownership details in this NNY Form 3?

The structured data includes a footnotes section, but no substantive text is provided in it. As presented, the Form 3 excerpt does not disclose additional ownership structures or restrictions beyond his role as EVP, Chief Risk & Compliance Officer.
Nuveen NY Municipal Value

NYSE:NNY

NNY Rankings

NNY Latest News

NNY Latest SEC Filings

NNY Stock Data

164.59M
18.89M
Asset Management
Financial Services
Link
United States
Chicago