NNY vice president named as insider, no holdings
NUVEEN NEW YORK MUNICIPAL VALUE FUND (NNY) reported that Parth Doshi, who serves as a Vice President, has filed an initial Form 3 as a reporting person.
Rhea-AI Filing Summary
NUVEEN NEW YORK MUNICIPAL VALUE FUND (NNY) reported that Parth Doshi, who serves as a Vice President, has filed an initial Form 3 as a reporting person. The filing lists no reportable beneficial ownership positions or transactions in NNY securities at this time.
Positive
- None.
Negative
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Key Terms
Form 3, reporting person
2 terms
Form 3 regulatory
"has filed an initial Form 3 as a reporting person"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"filed an initial Form 3 as a reporting person"
FAQ
What does this Form 3 filing mean for NNY?
It identifies Parth Doshi, a Vice President of NUVEEN NEW YORK MUNICIPAL VALUE FUND (NNY), as a reporting person under SEC rules. The filing does not report any current holdings or transactions in NNY securities.
What is Parth Doshi’s role at NUVEEN NEW YORK MUNICIPAL VALUE FUND (NNY)?
The filing states that Parth Doshi is an officer of NUVEEN NEW YORK MUNICIPAL VALUE FUND with the title Vice President.
Does this Form 3 disclose beneficial ownership in NNY?
No. Although Form 3 is used to disclose initial beneficial ownership, this particular filing for NUVEEN NEW YORK MUNICIPAL VALUE FUND (NNY) does not list any shares or derivative securities owned by Parth Doshi.
Are there any Rule 10b5-1 trading plans mentioned in this NNY Form 3?
No. The document-level Rule 10b5-1 indicator is null, and there are no transactions or footnotes indicating any trading plans for NNY securities in this Form 3.
AI-generated analysis. How Rhea-AI works. Not financial advice.