Nuveen NNY names portfolio manager as insider

A portfolio manager associated with NNY has filed an initial Form 3 that reports no current beneficial ownership or transactions in the fund’s securities.

Rhea-AI Filing Summary

NUVEEN NEW YORK MUNICIPAL VALUE FUND (NNY) filed an initial statement of beneficial ownership (Form 3) for reporting person Margot Kleinman, identified as a Portfolio Manager. The filing does not list any reportable transactions or holdings of NNY securities at this time.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Holding entries: 0 entries

3 metrics

Reported buy transactions 0 transactions Buy transactions in NNY securities reported in this Form 3

Reported sell transactions 0 transactions Sell transactions in NNY securities reported in this Form 3

Holding entries 0 entries Number of reportable holdings of NNY securities listed

Key Terms

Portfolio Manager, beneficial ownership

2 terms

Portfolio Manager financial

"other: "Portfolio Manager""

A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.

beneficial ownership financial

"initial statement of beneficial ownership (Form 3)"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for NNY by Margot Kleinman report?

It reports that Portfolio Manager Margot Kleinman is a reporting person for NUVEEN NEW YORK MUNICIPAL VALUE FUND (NNY) and, as of this initial statement, has no reportable transactions or holdings in NNY securities.

Does the NNY Form 3 show any shares owned by the reporting person?

No. The Form 3 summary shows 0 holding entries, indicating that the reporting person does not report any beneficial ownership of NNY securities as of this filing.

Are there any buy or sell transactions disclosed in this NNY Form 3?

No. The transaction summary shows 0 buy transactions, 0 sell transactions, and 0 derivative transactions, meaning no trades in NNY securities are reported in this Form 3.

What is the role of the reporting person in relation to NNY?

The reporting person, Margot Kleinman, is identified with the role “Portfolio Manager” in relation to NUVEEN NEW YORK MUNICIPAL VALUE FUND (NNY).

Does the NNY Form 3 mention any Rule 10b5-1 trading plan?

No. The document-level field for Rule 10b5-1 is null, and there are no transactions or related footnotes indicating activity under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 12:51 PM EDT Accepted by SEC EDGAR 09/03/2026 - 12:50 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Kleinman Margot

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
NUVEEN NEW YORK MUNICIPAL VALUE FUND [ NNY ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

kleinmanpoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)