STOCK TITAN

Director David Zhang files initial ownership Form 3 at Noah (NOAH)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Noah Holdings Ltd director David Zhang has filed a Form 3, which is an initial statement of beneficial ownership for company insiders. This filing lists him as a director but, in the provided data, shows no reported transactions or specific holdings, serving mainly as a baseline ownership disclosure.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Zhang David

(Last) (First) (Middle)
7TH FLOOR, BLOCK B, NOAH WEALTH CENTER
1226 SHENBIN SOUTH ROAD, MINHANG

(Street)
SHANGHAI F4 201107

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
NOAH HOLDINGS LTD [ NOAH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ DAVID ZHANG 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Noah Holdings (NOAH) Form 3 filing by David Zhang represent?

The Form 3 for Noah Holdings documents that David Zhang is an insider serving as a director. It functions as his initial beneficial ownership statement, establishing a regulatory baseline even though no specific holdings or transactions are reported in the provided data.

Does the Noah Holdings (NOAH) Form 3 show any share transactions by David Zhang?

No transactions appear in the provided Form 3 data for David Zhang. The filing simply records his status as a director at Noah Holdings, with zero buy, sell, acquisition, or disposition events summarized in the transaction overview included here.

What insider role does David Zhang hold at Noah Holdings (NOAH) in this Form 3?

The Form 3 identifies David Zhang as a director of Noah Holdings. He is not listed as an officer or a ten percent owner in the provided data, so the filing focuses solely on his director capacity for insider reporting purposes.

Does the Noah Holdings (NOAH) Form 3 disclose David Zhang’s derivative positions?

The provided Form 3 data shows no derivative positions for David Zhang. The derivative summary is empty, indicating no reported stock options, warrants, or similar instruments tied to Noah Holdings included in this particular initial ownership statement.

Why is a Form 3 important for Noah Holdings (NOAH) insiders like David Zhang?

Form 3 is important because it establishes an insider’s starting point for SEC ownership reporting. For Noah Holdings, David Zhang’s filing confirms his director status, ensuring later Form 4 or Form 5 filings can be compared against this initial baseline of disclosed information.