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NOAH (NOAH) director Li Xiangrong submits initial insider Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NOAH HOLDINGS LTD director Li Xiangrong has filed an initial Form 3, which is the required statement of beneficial ownership when someone becomes an insider. The filing does not report any share purchases, sales, or other transactions and serves mainly as a baseline ownership disclosure.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Li Xiangrong

(Last) (First) (Middle)
7TH FLOOR, BLOCK B, NOAH WEALTH CENTER,
1226 SHENBIN SOUTH ROAD, MINHANG

(Street)
SHANGHAI F4 201107

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
NOAH HOLDINGS LTD [ NOAH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ XIANGRONG LI 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the NOAH Form 3 filing by Li Xiangrong show?

The Form 3 shows that Li Xiangrong is an insider of NOAH HOLDINGS LTD as a director. It serves as an initial statement of beneficial ownership and does not report any share purchases, sales, or other transactions.

Did Li Xiangrong buy or sell NOAH shares in this Form 3?

No, this Form 3 does not report any buy or sell transactions in NOAH shares. The filing’s transaction data fields are empty, indicating there were no reportable trades included with this initial ownership statement.

What role does Li Xiangrong have at NOAH HOLDINGS LTD?

Li Xiangrong is identified in the filing as a director of NOAH HOLDINGS LTD. This status makes Li a reporting person under SEC rules, requiring the submission of Form 3 to disclose baseline beneficial ownership information.

Why is a Form 3 filing important for NOAH shareholders?

Form 3 is important because it establishes an insider’s starting ownership position at NOAH HOLDINGS LTD. Future Forms 4 and 5 will reference this baseline when disclosing changes in the director’s beneficial ownership over time.

Does the NOAH Form 3 include derivative securities for Li Xiangrong?

The Form 3 data provided shows no entries in the derivativeSummary section. This means there are no reportable options, warrants, or other derivative securities for Li Xiangrong included in this particular ownership statement.
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