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[Form 4] FiscalNote Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

FiscalNote Holdings (NOTE) reported a routine insider transaction by its CFO and SVP, Corp. Dev. On 10/17/2025, 1,464 shares of Class A common stock were withheld at $4.25 to cover taxes upon vesting of 2,977 restricted stock units. Following this, the officer directly beneficially owned 115,438 shares. The filing notes all share counts and prices reflect the company’s 1-for-12 reverse stock split effected on August 29, 2025.

FiscalNote Holdings (NOTE) ha riportato una transazione interna ordinaria da parte del CFO e SVP, Sviluppo Aziendale. Il 17/10/2025 sono state trattenute 1.464 azioni ordinarie di Classe A a 4,25 dollari per coprire le tasse al vesting di 2.977 unità di azioni vincolate. A seguito di ciò, l’ufficiale deteneva direttamente 115.438 azioni. La dichiarazione nota che tutti i conteggi di azioni e i prezzi riflettono la reverse stock split 1-for-12 della società, attuata il 29 agosto 2025.

FiscalNote Holdings (NOTE) informó una operación interna de rutina por parte de su CFO y SVP, Corp. Dev. El 17/10/2025, se retuvieron 1.464 acciones ordinarias de Clase A a 4,25 dólares para cubrir impuestos tras la adjudicación de 2.977 unidades de acciones restringidas. Tras esto, el funcionario pasó a poseer directamente 115.438 acciones. El formulario indica que todas las cantidades de acciones y precios reflejan el split inverso de la empresa de 1 por 12, realizado el 29 de agosto de 2025.

FiscalNote Holdings (NOTE)는 CFO 및 SVP, Corp. Dev.의 일상적인 내부자 거래를 보고했습니다. 2025년 10월 17일에 1,464주의 A Class 보통주가 4.25달러로 보유되어 2,977주의 RSU(제한주식단위)의 vesting에 따른 세금을 충당했습니다. 이로써 임원은 직접적으로 115,438주를 실제로 소유하게 되었습니다. 제출 문서는 모든 주식 수 및 가격이 2025년 8월 29일에 시행된 1 대 12의 역주식분할을 반영한다고 명시합니다.

FiscalNote Holdings (NOTE) a déclaré une transaction interne de routine par son directeur financier et SVP, Développement désaffecté. Le 17/10/2025, 1 464 actions ordinaires de Classe A ont été retenues à 4,25 $ pour couvrir les impôts lors de l’acquisition de 2 977 units d’actions restreintes. À la suite de cela, le dirigeant possède directement 115 438 actions. Le dossier indique que tous les comptes d’actions et les prix reflètent le split inversé désociété 1 pour 12, effectué le 29 août 2025.

FiscalNote Holdings (NOTE) meldete eine routinemä̈ße Insider-Transaktion durch seinen CFO und SVP, Corp. Dev. Am 17.10.2025 wurden 1.464 Stammaktien der Klasse A zu 4,25 USD einbehalten, um Steuern bei der Vesting von 2.977 Restricted Stock Units zu decken. Danach besaß der Beauftragte direkt 115.438 Aktien. Die Einreichung vermerkt, dass alle Aktienzahlen und Preise den 1-für-12-Split der Firma widerspiegeln, der am 29. August 2025 wirksam wurde.

FiscalNote Holdings (NOTE) أبلغت عن معاملة داخلية روتينية من قبل المدير المالي ونائب الرئيس الأول لتطوير الشركات. في 17/10/2025، تم حجز 1,464 سهمًا من الفئة أ العادية بسعر 4.25 دولارًا لتغطية الضرائب عند vesting لـ2,977 وحدة أسهم مقيدة. بعد ذلك، كان لدى المسؤول مباشرةً 115,438 سهمًا. تُشير العريضة إلى أن جميع أعداد الأسهم والأسعار تعكس تقسيم الأسهم العكسي للشركة بنسبة 1 مقابل 12 الذي تم إجراؤه في 29 أغسطس 2025.

FiscalNote Holdings (NOTE) 报告了 CFO 及高级副总裁、企业发展部的一项常规内幕交易。2025年10月17日,为覆盖在授予2,977股受限股票单位时应缴纳的税费,扣留了1,464股A类普通股,价格为4.25美元。此后,该官员直接受益持有115,438股。备案文件指出,所有股票数量和价格均反映公司在2025年8月29日实施的1-for-12的反向股票分割。

Positive
  • None.
Negative
  • None.

FiscalNote Holdings (NOTE) ha riportato una transazione interna ordinaria da parte del CFO e SVP, Sviluppo Aziendale. Il 17/10/2025 sono state trattenute 1.464 azioni ordinarie di Classe A a 4,25 dollari per coprire le tasse al vesting di 2.977 unità di azioni vincolate. A seguito di ciò, l’ufficiale deteneva direttamente 115.438 azioni. La dichiarazione nota che tutti i conteggi di azioni e i prezzi riflettono la reverse stock split 1-for-12 della società, attuata il 29 agosto 2025.

FiscalNote Holdings (NOTE) informó una operación interna de rutina por parte de su CFO y SVP, Corp. Dev. El 17/10/2025, se retuvieron 1.464 acciones ordinarias de Clase A a 4,25 dólares para cubrir impuestos tras la adjudicación de 2.977 unidades de acciones restringidas. Tras esto, el funcionario pasó a poseer directamente 115.438 acciones. El formulario indica que todas las cantidades de acciones y precios reflejan el split inverso de la empresa de 1 por 12, realizado el 29 de agosto de 2025.

FiscalNote Holdings (NOTE)는 CFO 및 SVP, Corp. Dev.의 일상적인 내부자 거래를 보고했습니다. 2025년 10월 17일에 1,464주의 A Class 보통주가 4.25달러로 보유되어 2,977주의 RSU(제한주식단위)의 vesting에 따른 세금을 충당했습니다. 이로써 임원은 직접적으로 115,438주를 실제로 소유하게 되었습니다. 제출 문서는 모든 주식 수 및 가격이 2025년 8월 29일에 시행된 1 대 12의 역주식분할을 반영한다고 명시합니다.

FiscalNote Holdings (NOTE) a déclaré une transaction interne de routine par son directeur financier et SVP, Développement désaffecté. Le 17/10/2025, 1 464 actions ordinaires de Classe A ont été retenues à 4,25 $ pour couvrir les impôts lors de l’acquisition de 2 977 units d’actions restreintes. À la suite de cela, le dirigeant possède directement 115 438 actions. Le dossier indique que tous les comptes d’actions et les prix reflètent le split inversé désociété 1 pour 12, effectué le 29 août 2025.

FiscalNote Holdings (NOTE) meldete eine routinemä̈ße Insider-Transaktion durch seinen CFO und SVP, Corp. Dev. Am 17.10.2025 wurden 1.464 Stammaktien der Klasse A zu 4,25 USD einbehalten, um Steuern bei der Vesting von 2.977 Restricted Stock Units zu decken. Danach besaß der Beauftragte direkt 115.438 Aktien. Die Einreichung vermerkt, dass alle Aktienzahlen und Preise den 1-für-12-Split der Firma widerspiegeln, der am 29. August 2025 wirksam wurde.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Slabaugh Jon

(Last) (First) (Middle)
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO and SVP, Corp. Dev.
3. Date of Earliest Transaction (Month/Day/Year)
10/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/17/2025 F 1,464(1) D $4.25 115,438 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,977 restricted stock units.
Remarks:
The numbers of shares and prices reported herein have been adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer on August 29, 2025.
/s/ Todd Aman, Attorney-in-Fact 10/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did FiscalNote (NOTE) disclose in this Form 4?

An officer had 1,464 shares withheld at $4.25 on 10/17/2025 to satisfy taxes from vesting of 2,977 RSUs.

Who is the reporting person in NOTE’s Form 4?

The company’s CFO and SVP, Corp. Dev. is the reporting person.

How many NOTE shares does the officer own after the transaction?

Direct beneficial ownership is 115,438 shares after the reported transaction.

What does the transaction code 'F' mean for NOTE?

Code F indicates shares were withheld to pay taxes related to a stock-based award vesting.

Were share counts adjusted for any corporate action at NOTE?

Yes. Figures reflect the 1-for-12 reverse stock split effected on August 29, 2025.

What security was involved in the NOTE Form 4?

Class A common stock of FiscalNote Holdings, Inc.
Fiscalnote Hldg

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