FiscalNote (NOTE) CFO withholds 1,464 shares at $4.25 for taxes

FiscalNote Holdings (NOTE) reported a routine insider transaction by its CFO and SVP, Corp. Dev.

Accepted by SEC EDGAR 10/21/2025 - 08:32 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

FiscalNote Holdings (NOTE) reported a routine insider transaction by its CFO and SVP, Corp. Dev. On 10/17/2025, 1,464 shares of Class A common stock were withheld at $4.25 to cover taxes upon vesting of 2,977 restricted stock units. Following this, the officer directly beneficially owned 115,438 shares. The filing notes all share counts and prices reflect the company’s 1-for-12 reverse stock split effected on August 29, 2025.

Insider Trade Summary

Exercise Price or Tax Liability: 1,464 shares

Exercise Price or Tax Liability 1 txn

Insider Slabaugh Jon

Role CFO and SVP, Corp. Dev.

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Common Stock	1,464	$4.25	$6K

Holdings After Transaction: Class A Common Stock — 115,438 shares (Direct)

Footnotes (1)

1. F1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,977 restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did FiscalNote (NOTE) disclose in this Form 4?

An officer had 1,464 shares withheld at $4.25 on 10/17/2025 to satisfy taxes from vesting of 2,977 RSUs.

Who is the reporting person in NOTE’s Form 4?

The company’s CFO and SVP, Corp. Dev. is the reporting person.

How many NOTE shares does the officer own after the transaction?

Direct beneficial ownership is 115,438 shares after the reported transaction.

What does the transaction code 'F' mean for NOTE?

Code F indicates shares were withheld to pay taxes related to a stock-based award vesting.

Were share counts adjusted for any corporate action at NOTE?

Yes. Figures reflect the 1-for-12 reverse stock split effected on August 29, 2025.

What security was involved in the NOTE Form 4?

Class A common stock of FiscalNote Holdings, Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Slabaugh Jon

(Last) (First) (Middle)

C/O FISCALNOTE HOLDINGS, INC.

1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)

WASHINGTON DC 20004

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and SVP, Corp. Dev.

3. Date of Earliest Transaction (Month/Day/Year)
10/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/17/2025		F		1,464(1)	D	$4.25	115,438	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,977 restricted stock units.

Remarks:

The numbers of shares and prices reported herein have been adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer on August 29, 2025.

	/s/ Todd Aman, Attorney-in-Fact	10/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.