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FiscalNote (NOTE) CLO has shares withheld to cover RSU taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FiscalNote Holdings, Inc. insider Todd Aman, Chief Legal & Admin. Officer, reported a small tax-related share disposal. On 02/09/2026, 67 shares of Class A Common Stock were withheld at $1.22 per share to satisfy his tax obligation upon vesting of 189 restricted stock units. After this tax-withholding disposition, he beneficially owns 79,703 Class A shares directly.

Positive

  • None.

Negative

  • None.
Insider Aman Todd
Role Chief Legal & Admin. Officer
Type Security Shares Price Value
Tax Withholding Class A Common Stock 67 $1.22 $81.74
Holdings After Transaction: Class A Common Stock — 79,703 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Aman Todd

(Last) (First) (Middle)
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal & Admin. Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/09/2026 F 67(1) D $1.22 79,703 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 189 restricted stock units.
/s/ Todd Aman 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FiscalNote (NOTE) report for Todd Aman?

FiscalNote reported that Chief Legal & Admin. Officer Todd Aman had 67 Class A shares withheld to cover taxes on vested RSUs. The transaction occurred on 02/09/2026 and is classified as a tax-withholding disposition, not an open-market purchase or sale.

How many FiscalNote (NOTE) shares were involved in Todd Aman’s Form 4?

The Form 4 shows 67 Class A Common shares were disposed of through withholding to satisfy tax obligations. These shares relate to the vesting of 189 restricted stock units, according to the footnote explaining the nature of the transaction.

At what price were the withheld FiscalNote (NOTE) shares valued?

The 67 withheld Class A Common shares were valued at $1.22 per share for the tax-withholding transaction. This price is used for reporting the disposition under transaction code F, which covers payment of tax liability by delivering securities.

How many FiscalNote (NOTE) shares does Todd Aman own after this transaction?

Following the tax-withholding disposition, Todd Aman beneficially owns 79,703 shares of FiscalNote Class A Common Stock directly. This figure reflects his holdings after 67 shares were withheld to satisfy taxes tied to the vesting of restricted stock units.

Was Todd Aman’s FiscalNote (NOTE) transaction a market sale or a tax withholding?

The transaction was a tax withholding, not an open-market sale. The filing uses transaction code F and explains that 67 shares were withheld to satisfy his tax obligation upon the vesting of 189 restricted stock units granted by FiscalNote.

What does transaction code F mean in the FiscalNote (NOTE) Form 4?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. In this case, 67 FiscalNote Class A shares were withheld from Todd Aman’s vested RSUs to cover taxes, instead of him selling shares on the open market.