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FiscalNote Holdings (NOTE) SEC Filings, Jan-Feb 2026

NOTE OTC
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FiscalNote Holdings, Inc. insider Todd Aman, Chief Legal & Admin. Officer, reported a small tax-related share disposal. On 02/09/2026, 67 shares of Class A Common Stock were withheld at $1.22 per share to satisfy his tax obligation upon vesting of 189 restricted stock units. After this tax-withholding disposition, he beneficially owns 79,703 Class A shares directly.

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FiscalNote Holdings director and 10% owner Timothy T. Hwang reported tax-related sales of Class A Common Stock on February 2, 2026. A revocable trust for which he serves as trustee sold 3,082 shares and 1,008 shares at $1.1983 per share in sell-to-cover transactions.

The sales were made to satisfy tax obligations arising from the vesting of 7,486 and 2,447 restricted stock units under a Rule 10b5-1 trading plan adopted on May 16, 2025. After these transactions, the trust beneficially owned 195,399 Class A shares indirectly, and Hwang also held 4,109 shares directly.

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NOTE – Planned insider sale filing under Rule 144. A Form 144 notice states that the Timothy T. Hwang Revocable Trust Dated 1/10/2019 intends to sell 4,090 Class A shares through Fidelity Brokerage Services LLC on or about 02/03/2026 on the NYSE, with an aggregate market value of 4901.05. The shares were acquired on 02/02/2026 via restricted stock vesting from the issuer as compensation.

Over the prior three months, the same trust reported Class A share sales of 7,695, 5,590, and 1,716 shares on 11/07/2025, 12/03/2025, and 01/05/2026, for gross proceeds of 19960.83, 10695.90, and 2760.70, respectively.

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FiscalNote Holdings, Inc. director Gerald Yao reported a routine tax-related share withholding on Class A common stock. On 01/20/2026, 353 shares of Class A common stock held indirectly through the Gerald Yao Revocable Trust Dated January 10, 2019 were withheld at a price of $1.57 per share to satisfy his tax obligations upon the vesting of 893 restricted stock units.

Following this transaction, the trust beneficially owned 37,769 shares of FiscalNote Class A common stock, reported as indirect ownership, and Yao also reported 333 shares of Class A common stock held directly.

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FiscalNote Holdings, Inc. reported an insider equity transaction by its CFO and SVP, Corp. Dev., Jon Slabaugh. On January 20, 2026, 1,621 shares of Class A Common Stock were withheld at $1.57 per share to satisfy his tax obligation when 2,977 restricted stock units vested. After this tax withholding, he beneficially owned 107,582 shares of Class A Common Stock directly.

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FiscalNote Holdings, Inc. President and CEO Josh Resnik reported two Class A Common Stock transactions. On December 31, 2025, he acquired 3,376 shares at $1.25 per share through the company’s 2022 Employee Stock Purchase Plan, a transaction described as exempt under Rule 16b-3(d) and Rule 16b-3(c). This increased his direct holdings to 218,376 shares.

On January 20, 2026, 850 shares were withheld at $1.57 per share to cover his tax obligation upon the vesting of 2,153 restricted stock units, leaving him with 217,526 directly held shares of Class A Common Stock. Both transactions involve only directly owned shares and reflect routine plan participation and tax withholding rather than open-market buying or selling.

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Rhea-AI Summary

FiscalNote Holdings, Inc. reported an insider tax-withholding transaction by its Chief Legal & Administrative Officer, Todd Aman. On January 20, 2026, 317 shares of Class A Common Stock were withheld at a price of $1.57 per share to cover his tax obligations arising from the vesting of 893 restricted stock units.

After this withholding, Aman directly beneficially owned 79,770 shares of FiscalNote Class A Common Stock. The transaction reflects share withholding for taxes rather than an open-market sale.

Rhea-AI Impact
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Rhea-AI Summary

FiscalNote Holdings, Inc. reported an insider equity transaction by its Chief Legal & Administrative Officer on 01/02/2026. The officer had 8,331 shares of Class A common stock withheld at a price of $1.59 per share, coded as an "F" transaction, which indicates shares withheld to cover obligations such as taxes. After this transaction, the officer beneficially owned 80,087 shares directly. The withheld shares arose from the vesting of 25,220 restricted stock units, and the transaction reflects tax settlement rather than an open-market sale.

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Rhea-AI Summary

FiscalNote Holdings, Inc. insider filing discloses a small share withholding by the President and CEO. On 01/02/2026, the CEO reported that 159 shares of Class A Common Stock were withheld at a price of $1.59 per share to cover tax obligations related to the vesting of 811 restricted stock units. After this transaction, the reporting person beneficially owned 215,000 shares of Class A Common Stock directly.

Rhea-AI Impact
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Rhea-AI Summary

FiscalNote Holdings, Inc. reported an insider equity transaction by its CFO and SVP, Corporate Development. On 01/02/2026, 6,235 shares of Class A common stock were withheld at $1.59 per share to cover the executive’s tax obligation upon the vesting of 25,220 restricted stock units. After this tax withholding, the officer beneficially owns 109,203 shares of FiscalNote Class A common stock.

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-2.86%
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FAQ

How many FiscalNote Holdings (NOTE) SEC filings are available on StockTitan?

StockTitan tracks 111 SEC filings for FiscalNote Holdings (NOTE), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for FiscalNote Holdings (NOTE)?

The most recent SEC filing for FiscalNote Holdings (NOTE) was filed on February 11, 2026.