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FiscalNote Holdings, Inc. SEC Filings

NOTE OTC Link

Welcome to our dedicated page for FiscalNote Holdings SEC filings (Ticker: NOTE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on FiscalNote Holdings's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into FiscalNote Holdings's regulatory disclosures and financial reporting.

Rhea-AI Summary

FiscalNote Holdings, Inc. filed a current report describing an e-mail from CEO Josh Resnik outlining the company’s next phase of growth. He highlights entry into political prediction markets, noting that billions of dollars already flow through such markets monthly and positioning FiscalNote to improve transparency, governance, and market quality.

The message also emphasizes expanding delivery of FiscalNote’s proprietary policy data and analysis through APIs, integrations, and support for AI agents, aiming to be an “essential source of truth” for mission-critical decisions. Resnik reiterates the importance of the PolicyNote platform and says the company is focused on materially improving efficiency and moving beyond Adjusted EBITDA profitability toward consistent positive free cash flow.

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Rhea-AI Summary

FiscalNote Holdings, Inc. Chief Accounting Officer Paul Donnell reported a small tax-related share disposition. On 02/09/2026, 44 shares of Class A Common Stock were withheld at $1.22 per share to satisfy his tax obligation upon vesting of 108 restricted stock units. Following this automatic tax-withholding transaction, he directly beneficially owned 34,311 shares of Class A Common Stock.

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Rhea-AI Summary

FiscalNote Holdings director Gerald Yao reported a tax-withholding disposition of 42 shares of Class A Common Stock at $1.22 per share. These shares were withheld to cover his tax obligation when 105 restricted stock units vested.

After this transaction, 37,727 shares are held indirectly through the Gerald Yao Revocable Trust Dated January 10, 2019, where he serves as trustee, and he also beneficially owns 333 shares directly.

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FiscalNote Holdings, Inc. insider Todd Aman, Chief Legal & Admin. Officer, reported a small tax-related share disposal. On 02/09/2026, 67 shares of Class A Common Stock were withheld at $1.22 per share to satisfy his tax obligation upon vesting of 189 restricted stock units. After this tax-withholding disposition, he beneficially owns 79,703 Class A shares directly.

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FiscalNote Holdings director and 10% owner Timothy T. Hwang reported tax-related sales of Class A Common Stock on February 2, 2026. A revocable trust for which he serves as trustee sold 3,082 shares and 1,008 shares at $1.1983 per share in sell-to-cover transactions.

The sales were made to satisfy tax obligations arising from the vesting of 7,486 and 2,447 restricted stock units under a Rule 10b5-1 trading plan adopted on May 16, 2025. After these transactions, the trust beneficially owned 195,399 Class A shares indirectly, and Hwang also held 4,109 shares directly.

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NOTE – Planned insider sale filing under Rule 144. A Form 144 notice states that the Timothy T. Hwang Revocable Trust Dated 1/10/2019 intends to sell 4,090 Class A shares through Fidelity Brokerage Services LLC on or about 02/03/2026 on the NYSE, with an aggregate market value of 4901.05. The shares were acquired on 02/02/2026 via restricted stock vesting from the issuer as compensation.

Over the prior three months, the same trust reported Class A share sales of 7,695, 5,590, and 1,716 shares on 11/07/2025, 12/03/2025, and 01/05/2026, for gross proceeds of 19960.83, 10695.90, and 2760.70, respectively.

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FiscalNote Holdings, Inc. director Gerald Yao reported a routine tax-related share withholding on Class A common stock. On 01/20/2026, 353 shares of Class A common stock held indirectly through the Gerald Yao Revocable Trust Dated January 10, 2019 were withheld at a price of $1.57 per share to satisfy his tax obligations upon the vesting of 893 restricted stock units.

Following this transaction, the trust beneficially owned 37,769 shares of FiscalNote Class A common stock, reported as indirect ownership, and Yao also reported 333 shares of Class A common stock held directly.

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FiscalNote Holdings, Inc. reported an insider equity transaction by its CFO and SVP, Corp. Dev., Jon Slabaugh. On January 20, 2026, 1,621 shares of Class A Common Stock were withheld at $1.57 per share to satisfy his tax obligation when 2,977 restricted stock units vested. After this tax withholding, he beneficially owned 107,582 shares of Class A Common Stock directly.

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FiscalNote Holdings, Inc. President and CEO Josh Resnik reported two Class A Common Stock transactions. On December 31, 2025, he acquired 3,376 shares at $1.25 per share through the company’s 2022 Employee Stock Purchase Plan, a transaction described as exempt under Rule 16b-3(d) and Rule 16b-3(c). This increased his direct holdings to 218,376 shares.

On January 20, 2026, 850 shares were withheld at $1.57 per share to cover his tax obligation upon the vesting of 2,153 restricted stock units, leaving him with 217,526 directly held shares of Class A Common Stock. Both transactions involve only directly owned shares and reflect routine plan participation and tax withholding rather than open-market buying or selling.

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FiscalNote Holdings, Inc. reported an insider tax-withholding transaction by its Chief Legal & Administrative Officer, Todd Aman. On January 20, 2026, 317 shares of Class A Common Stock were withheld at a price of $1.57 per share to cover his tax obligations arising from the vesting of 893 restricted stock units.

After this withholding, Aman directly beneficially owned 79,770 shares of FiscalNote Class A Common Stock. The transaction reflects share withholding for taxes rather than an open-market sale.

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FAQ

How many FiscalNote Holdings (NOTE) SEC filings are available on StockTitan?

StockTitan tracks 104 SEC filings for FiscalNote Holdings (NOTE), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for FiscalNote Holdings (NOTE)?

The most recent SEC filing for FiscalNote Holdings (NOTE) was filed on February 17, 2026.