Welcome to our dedicated page for Neptune Insurance Holdings SEC filings (Ticker: NP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Neenah is committed to manufacturing growth for its customers, end users, shareholders and employees. With manufacturing facilities in the United States, Europe and the United Kingdom, the company is a leading global manufacturer of specialty materials serving customers across six continents, with headquarters in Alpharetta, GA. IT's focused on growing in filtration media, specialty coatings, custom-engineered materials and premium packaging. The materials are found in a variety of products used every day, such as transportation and water filters, premium packaging of spirits, technology and beauty products, industrial labels, tapes and abrasives and digital printing for high-end apparel.Neptune Insurance Holdings Inc. (NP)119,050 shares of Class A Common Stock at $20 per share through a directed share program tied to the company’s initial public offering. Following this transaction, the insider directly beneficially owned 4,384,715 shares of Neptune’s Class A Common Stock.
Neptune Insurance Holdings Inc. (NP)$20 per share through a directed share program connected to the company’s initial public offering of Class A Common Stock. After this transaction, the director is shown with direct ownership of 653,500 shares.
The filing also reports substantial indirect holdings. One trust holds 4,599,000 shares of Class A Common Stock, with the director and Steve Wynne serving as trustees. Another trust dated May 7, 2024 holds 511,000 shares, with the director and Alexis Carlon as trustees. The filing is submitted by one reporting person in the capacity of director.
Neptune Insurance Holdings Inc. (NP)50,000 shares of Class A common stock at $20 per share in a directed share program connected to the company’s initial public offering. Following this transaction, he beneficially owns 2,032,964 shares of Neptune Insurance Class A common stock held directly.
Neptune Insurance Holdings Inc. shareholder Jonathan Carlon filed a Schedule 13G reporting his beneficial ownership of the company’s Class A common stock. He reports beneficial ownership of 5,685,000 shares, representing 5.91% of the Class A shares. This total includes 575,000 shares held directly, 4,599,000 shares held through the JWC Irrevocable Trust, and 511,000 shares held through the Carlon Family Trust dated May 7, 2024. Carlon shares voting and dispositive power over the JWC Irrevocable Trust with Steve Wynne and over the Carlon Family Trust with Alexis Carlon. The percentage ownership is based on 96,185,000 Class A shares outstanding as of September 30, 2025, as disclosed by the company.
Neptune Insurance Holdings Inc. (NP)
Neptune Insurance Holdings (NP) reported strong top-line growth and key capital events. Q3 revenue was $44,365 (thousands), up from $33,820 a year ago. Income from operations was $20,700 and net income was $11,511, with diluted EPS of $0.06 on 97,262,548 shares. For the nine months, revenue reached $115,784 and net income was $33,070.
Net income available to common was impacted by capital structure items: a $175,000 cash dividend approved on April 10, 2025, accretion to redeemable preferred stock, and an earlier $54,170 preferred dividend in the nine-month period, resulting in a nine‑month net loss to common of $(31,504).
Debt increased to a $264,000 2025 Term Loan at ~7.2% with $37,000 repaid year‑to‑date; on November 10, 2025, the company replaced it with a $260,000 revolving facility, with $251,000 outstanding. On October 2, 2025, certain stockholders sold 21,184,210 Class A shares at $20.00 in a secondary IPO; the company received no proceeds. All 41,850,000 convertible preferred shares converted to common, and a ten‑for‑one stock split occurred on September 9, 2025.
Neptune Insurance Holdings Inc. received a Schedule 13G from investment entities affiliated with Bregal Sagemount disclosing significant beneficial ownership. BSIV Hold 101, LP and related reporting persons reported beneficial ownership of 19,530,472 shares of Class A common stock, representing 20.65% of the class, based on 94,600,000 shares outstanding as of October 2, 2025, as cited from the issuer’s prospectus.
The filing shows shared voting power: 19,530,472 and shared dispositive power: 19,530,472 for each reporting person, with no sole voting or dispositive power. The reporting persons are BSIV Hold 101, LP; BSIV Hold 101 GP, LLC; Bregal Sagemount IV General Partner Jersey Limited; Bregal Sagemount Management LP; and Gene Yoon. The securities are Class A Common Stock (CUSIP 64073B103). The ownership chain is detailed through affiliated general partner and advisory entities, and the filing does not concede ultimate beneficial ownership beyond what may be deemed under the rules.
Neptune Insurance Holdings Inc. (NP) received a Schedule 13G from FTV affiliates reporting significant ownership of its Class A common stock. The group reports beneficial ownership of 22,350,631 shares, equal to 23.63% of the class, based on 94,600,000 shares outstanding as of October 2, 2025. The shares are directly held as 14,556,518 by FTV VII, 6,434,159 by FTV-NE Aggregator, and 1,359,954 by Growth VII-Centre, with shared voting and dispositive power over the full amount and no sole power.
Neptune Insurance Holdings Inc. (NP) adopted its second amended and restated certificate of incorporation and bylaws in connection with the closing of its initial public offering. The updates became effective on October 2, 2025, immediately prior to the IPO closing, as previously approved by the board and stockholders. The final prospectus dated September 30, 2025 (File No. 333-289995) includes a “Description of Capital Stock” outlining key provisions. The new charter and bylaws are filed as Exhibits 3.1 and 3.2. NP’s Class A common stock trades on the NYSE under the symbol NP.
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