Welcome to our dedicated page for Neptune Insurance Holdings SEC filings (Ticker: NP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Neptune Insurance Holdings Inc. (NYSE: NP) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other documents filed with the U.S. Securities and Exchange Commission. Neptune has filed Form 8-K reports describing material events such as the announcement of quarterly financial results and the adoption of its second amended and restated certificate of incorporation and bylaws in connection with its initial public offering of Class A common stock.
Through these filings, Neptune identifies itself as an emerging growth company and outlines key aspects of its capital structure and corporate governance. The Form 8-K dated October 7, 2025, for example, describes the filing of its amended and restated certificate of incorporation and bylaws and references the related prospectus for additional detail on its capital stock. Another Form 8-K dated November 12, 2025, furnishes a press release announcing financial results for the quarter ended September 30, 2025.
For investors analyzing Neptune’s business as a data-driven managing general agent, SEC filings complement the company’s press releases by providing formal descriptions of governance documents, offering structure, and status as an emerging growth company. They also reference non-GAAP measures and key performance indicators discussed in accompanying exhibits, such as Adjusted EBITDA, Adjusted Net Income, written premium, and retention metrics.
On Stock Titan, these filings are updated as they are made available through EDGAR, and AI-powered tools summarize the contents to highlight the most important sections. Users can quickly understand what each filing covers, how it relates to Neptune’s MGA model, and where it fits within the company’s broader financial and corporate reporting history.
Neptune Insurance Holdings Inc. received a Schedule 13G from investment entities affiliated with Bregal Sagemount disclosing significant beneficial ownership. BSIV Hold 101, LP and related reporting persons reported beneficial ownership of 19,530,472 shares of Class A common stock, representing 20.65% of the class, based on 94,600,000 shares outstanding as of October 2, 2025, as cited from the issuer’s prospectus.
The filing shows shared voting power: 19,530,472 and shared dispositive power: 19,530,472 for each reporting person, with no sole voting or dispositive power. The reporting persons are BSIV Hold 101, LP; BSIV Hold 101 GP, LLC; Bregal Sagemount IV General Partner Jersey Limited; Bregal Sagemount Management LP; and Gene Yoon. The securities are Class A Common Stock (CUSIP 64073B103). The ownership chain is detailed through affiliated general partner and advisory entities, and the filing does not concede ultimate beneficial ownership beyond what may be deemed under the rules.
Neptune Insurance Holdings Inc. (NP) received a Schedule 13G from FTV affiliates reporting significant ownership of its Class A common stock. The group reports beneficial ownership of 22,350,631 shares, equal to 23.63% of the class, based on 94,600,000 shares outstanding as of October 2, 2025. The shares are directly held as 14,556,518 by FTV VII, 6,434,159 by FTV-NE Aggregator, and 1,359,954 by Growth VII-Centre, with shared voting and dispositive power over the full amount and no sole power.
Neptune Insurance Holdings Inc. (NP) adopted its second amended and restated certificate of incorporation and bylaws in connection with the closing of its initial public offering. The updates became effective on October 2, 2025, immediately prior to the IPO closing, as previously approved by the board and stockholders. The final prospectus dated September 30, 2025 (File No. 333-289995) includes a “Description of Capital Stock” outlining key provisions. The new charter and bylaws are filed as Exhibits 3.1 and 3.2. NP’s Class A common stock trades on the NYSE under the symbol NP.
Neptune Insurance Holdings (NP) CEO and Chairman Trevor R. Burgess, a director and 10% owner, reported equity movements on 10/02/2025 tied to the company’s IPO structure. Previously held Common Stock was reclassified one‑for‑one into Class A Common Stock, and certain Class A shares were exchanged one‑for‑one for Class B under an Exchange Agreement. Holdings were reported indirectly through trusts, including 25,039,000 and 17,885,000 share blocks moved via trust accounts, with Class B convertible into Class A on a one‑for‑one basis as described in the charter.
He also reported an award of 1,982,964 Class A RSUs, vesting in equal annual installments over three years beginning September 30, 2026. Stock options with a $5.495 exercise price cover 5,880,000 shares expiring 11/09/2033 and 280,000 shares expiring 03/08/2035. These entries reflect reclassification and exchange mechanics around the IPO and the reporting of incentive awards.
Neptune Insurance Holdings (NP) reported insider activity by a director involving a share reclassification and an equity grant. On 10/02/2025, 4,599,000 shares of Common Stock held indirectly by the JWC Irrevocable Trust and 511,000 shares held indirectly by the Carlon Family Trust were automatically reclassified into Class A Common Stock on a one-for-one basis under Rule 16b-7, tied to the company’s IPO charter filing. In addition, 575,000 directly held shares were reclassified to Class A. The director also received an award covering 73,500 Class A shares via RSUs at $0, bringing directly owned shares to 648,500. The RSUs vest in equal annual installments over three years beginning on September 30, 2026.
Neptune Insurance Holdings (NP) insider James Steiner reported Form 4 activity tied to the company’s IPO-related restructuring. On 10/02/2025, 1,160,000 shares of Common Stock were automatically reclassified into 1,160,000 shares of Class A Common Stock on a one-for-one basis. He also received 791,853 RSUs, which vest in equal annual installments over three years beginning on September 30, 2026.
Following these transactions, he directly beneficially owned 1,951,853 Class A shares. A stock option covering 95,500 Class A shares at an exercise price of $19 fully vested upon the IPO closing and expires on September 18, 2035.
Neptune Insurance Holdings (NP) director reported Form 4 activity on 10/02/2025. A one-for-one reclassification under Rule 16b-7 converted 20,000 shares of Common Stock into Class A Common Stock in connection with the issuer’s initial public offering. The director also received 39,474 time-based RSUs at $0, vesting in equal annual installments over three years beginning on September 30, 2026. Following these transactions, the director beneficially owns 59,474 shares, held directly.
Neptune Insurance Holdings (NP): Insider sale linked to IPO overallotment. On 10/01/2025, affiliated FTV entities reported a sale of 678,019 shares of Class A Common Stock at $18.75 per share, executed pursuant to the underwriters’ exercise of their over‑allotment option in the company’s initial public offering. Following the transaction, the group reported 22,350,631 shares beneficially owned indirectly, including 14,556,518 by FTV VII, L.P., 6,434,159 by FTV-NE Aggregator, and 1,359,954 by Growth VII‑Centre.
Neptune Insurance Holdings Inc. (NP) reported a sale of 820,123 shares of Class A Common Stock at $18.75 on 10/01/2025. The transaction was made by BSIV Hold 101, LP and affiliated reporting persons pursuant to the underwriters' exercise of their over-allotment option in connection with the initial public offering, at a price equal to the IPO price net of underwriting discounts and commissions.
After the sale, the reporting persons beneficially owned 19,530,472 shares, held directly.