Welcome to our dedicated page for Neptune Insurance Holdings SEC filings (Ticker: NP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Neptune Insurance Holdings Inc. filings document the public-company record for an emerging growth company whose Class A common stock was sold in an initial public offering. The filings include Form 8-K reports for results of operations and financial condition, exhibits with press releases and earnings presentations, and disclosures covering a board-authorized stock repurchase program.
Proxy materials describe annual meeting matters, stockholder voting procedures, board governance, and public-company governance for Neptune's first full year as a public company. Other filings record amendments to the Delaware certificate of incorporation and bylaws, the Class A common stock structure, registration-statement history, and disclosures related to Neptune Flood's MGA model, carrier partnerships, underwriting technology, and distribution platform.
Neptune Insurance Holdings Inc. insider James Steiner, the Chief Financial Officer and a director, reported an internal reorganization of his holdings of Class A Common Stock on September 9, 2026. He moved 400,000 shares from his personal ownership into a revocable living trust for which he is the sole grantor, trustee and current beneficiary. The transfer was made for no consideration and only changed the form of ownership; his total beneficial ownership remained at 3,749,050 shares of Class A Common Stock immediately before and after the transaction. No Rule 10b5-1 trading plan is reported for these transactions.
Neptune Insurance Holdings Inc. director and Chief Financial Officer James Steiner reported two open-market sales of Class A Common Stock. On August 12, 2026, he sold 42,988 shares at a weighted average price of $31.0755 per share, in multiple trades between $30.74 and $31.45. On August 13, 2026, he sold 57,012 shares at a weighted average price of $31.7121 per share, in multiple trades between $30.87 and $32.12.
Neptune Insurance Holdings Inc. is reported to have a significant holder group led by FTV-affiliated entities. FTV VII, L.P., FTV-NE Aggregator, LLC, Growth VII-Centre, L.P., and FTV Management VII, L.P. together report beneficial ownership of 16,310,781 shares of Class A Common Stock. These shares represent 17.19% of the outstanding Class A Common Stock, based on 94,895,913 shares outstanding as of April 27, 2026. The shares are directly held as 14,325,878 by FTV VII, 992,452 by FTV-NE Aggregator, and 992,451 by Growth VII-Centre, with voting and investment discretion exercised by the investment committee of FTV Management VII, L.P. The reporting parties state that their filing should not be construed as an admission of beneficial ownership of all reported securities.
T. Rowe Price Investment Management, Inc. reported beneficial ownership of 5,764,064 shares of Neptune Insurance Holdi-CL A common stock, representing 6.1% of the class. The firm reports sole voting power over 5,752,638 shares and sole dispositive power over 5,764,064 shares, with no shared voting or dispositive power.
The filing states that this ownership relates to common stock with CUSIP 64073B103. T. Rowe Price Investment Management, Inc. affirms that the filing should not be construed as an admission that it is the beneficial owner of these securities and expressly denies such beneficial ownership.
Neptune Insurance Holdings Inc. has a significant shareholder group led by BSIV Hold 101, LP and related Bregal Sagemount entities, together with Gene Yoon, reporting beneficial ownership of Class A Common Stock. These reporting persons collectively report beneficial ownership of 14,252,718 shares of Class A Common Stock, representing 15.02% of the outstanding class.
The shares are directly held by BSIV Hold 101, LP, with shared voting and dispositive power over all 14,252,718 shares and no sole voting or dispositive power reported. The ownership percentage is based on 94,895,913 Class A shares outstanding as of April 27, 2026, as disclosed by Neptune Insurance Holdings Inc. in its Form 10-Q.
BSIV Hold 101, LP, a 10% owner of Neptune Insurance Holdings Inc., sold 1,632,160 Class A shares on July 29, 2026 at $33.22 per share. It reported 12,620,558 shares remaining. The sale was not under a Rule 10b5-1 plan and occurred through an investment structure ultimately owned by Gene Yoon, with all reporting persons disclaiming beneficial ownership beyond their pecuniary interests.
FTV-affiliated investment entities that are ten percent owners of Neptune Insurance Holdings Inc. reported an indirect sale of 1,867,840 shares of Class A Common Stock on July 29, 2026 at $33.22 per share. After this transaction, they collectively report 14,442,941 shares held across FTV VII, L.P., FTV-NE Aggregator, LLC and Growth VII-Centre, L.P., while disclaiming beneficial ownership beyond their pecuniary interests.
BSIV Hold 101, LP, a holder of NP Class A Common Stock, has filed to sell up to 1,632,160 shares through Morgan Stanley & Co. LLC on the NYSE, with an indicated market value of $54,220,355.20, starting on or after July 29, 2026.
The shares relate to 27,293,482 Class A shares described as converted from convertible preferred stock acquired for cash in a private placement dated May 10, 2023. Over the past three months, BSIV Hold 101, LP reported selling 4,589,351 shares for $126,207,152.50 on May 15, 2026 and 688,403 shares for $18,931,082.50 on May 19, 2026. Class A shares outstanding are listed as 93,773,525.
FTV VII., L.P. filed to sell 1,867,840 shares of Class A Common Stock of NP through broker Morgan Stanley & Co. LLC on the NYSE, with an indicated aggregate market value of $62,049,644.80.
The shares to be sold were converted from convertible preferred stock originally acquired for cash in a private placement. In the past three months, FTV VII., L.P. already sold 5,252,044 shares for $144,431,210.00 on May 15, 2026 and 787,806 shares for $21,664,665.00 on May 19, 2026.