Trust lists resale of 7,000 Northpointe shares (NYSE: NPB)

Rhea-AI Filing Summary

Northpointe Bancshares (issuer) reported a resale filing under Form 144 for shares. The filing lists a sale of 7,000 shares realized on 05/01/2026 for $124,741.40. The record also shows a prior notation of 500 control shares tied to a private resale dated 09/21/2017.

Key Figures

Shares sold: 7,000 shares Proceeds: $124,741.40 Control shares referenced: 500 shares +1 more

4 metrics

Shares sold 7,000 shares Sale recorded on 05/01/2026

Proceeds $124,741.40 Consideration listed for the 7,000-share sale on 05/01/2026

Control shares referenced 500 shares Private resale of control securities dated 09/21/2017

Form type Form 144 Resale notice for restricted/control securities

Key Terms

Form 144, control securities, private resale

3 terms

Form 144 regulatory

"Private resale of control securities by estate of former control person"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

control securities financial

"Private resale of control securities by estate of former control person"

private resale market

"Private resale of control securities by estate of former control person"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	500	8910.10	34364659	05/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			500	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Northpointe (NPB) Form 144 disclose?

It discloses a resale filing reporting 7,000 shares sold for $124,741.40 on 05/01/2026. The filing also notes a separate 500-share private resale reference dated 09/21/2017 linked to control securities and a reporting trust.

Who is the reported seller in the NPB Form 144?

The seller is recorded as the David S Hooker Trust (address shown) acting in a resale capacity. The filing lists the trust name and identifies the transaction as a private resale of control securities by an estate/former control person.

How many shares and proceeds are shown in the filing?

The filing shows 7,000 shares sold for $124,741.40 on 05/01/2026. A separate entry references 500 shares associated with a private resale event dated 09/21/2017 in the control-security context.

Does this Form 144 indicate company-issued shares or a secondary sale?

This is a secondary resale by a trust/estate rather than an issuance by the company. The filing describes a private resale of control securities and lists the selling party rather than proceeds to the issuer.

Where was the transaction reported and under what exchange?

The Form 144 lists Northpointe Bancshares common stock and identifies the exchange as NYSE. The sale date shown is 05/01/2026 and the proceeds value is recorded as $124,741.40.