Welcome to our dedicated page for NORTHPOINTE BANCSHARES SEC filings (Ticker: NPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
Northpointe Bancshares Inc. director David Stevens Hooker reported indirect sales of company common stock executed under a Rule 10b5-1 trading plan. On August 3 and 4, 2026, trusts associated with him sold a total of 6,365 shares at prices around $17.58–$17.59 per share. The shares were held by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust.
The estate of a former control person of Northpointe Bancshares, Inc. plans a private resale of 210 shares of common stock through Northern Trust Securities, with an anticipated sale date of August 4, 2026. The filing also lists prior sales of Northpointe Bancshares common stock by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust between May 1 and August 3, 2026, in individual transactions ranging from 17 to 7,000 shares.
Northpointe Bancshares, Inc. is the issuer for a planned sale of its common stock reported on Form 144. A broker, Northern Trust Securities, Inc., is listed for the proposed sale of 2,946 shares on the NYSE, with an aggregate value of $51,771.24 and an earliest sale date of 08/04/2026.
The shares are described as control securities held by the estate of a former control person, originally acquired in a private resale transaction involving David S. Hooker. The filing also lists multiple sales over the past three months by DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST in Northpointe Bancshares common stock, including transactions such as 7,000 shares for $124,741.40 on 05/01/2026 and 7,000 shares for $135,074.80 on 07/01/2026.
Northpointe Bancshares, Inc. has a planned private resale of control securities by the estate of a former control person. A broker, Northern Trust Securities, Inc., is listed to sell 214 shares of common stock, with an aggregate market value of $3,764.97 and 34,581,842 shares outstanding on the NYSE.
During the past three months, related trusts connected to David S. Hooker and Tanis S. Hooker reported multiple sales of Northpointe Bancshares common stock, including 7,000 shares for $124,741.40 on May 1, 2026 and 7,000 shares for $135,074.80 on July 1, 2026.
Northpointe Bancshares, Inc. (NPB) has a notice of proposed sale of restricted or control securities under Form 144. The filing covers up to 2,995 shares of common stock, with an indicated value of $52,691.63, to be sold through Northern Trust Securities, Inc. on the NYSE on or after August 3, 2026. The transaction is described as a private resale of control securities by the estate of a former control person, associated with the David S. Hooker estate and related trusts.
The disclosure also lists sales of Northpointe Bancshares common stock during the prior three months by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, including individual transactions such as 7,000 shares for $124,741.40 on May 1, 2026 and 7,000 shares for $135,074.80 on July 1, 2026.
Northpointe Bancshares, Inc. reported second quarter 2026 net income available to common stockholders of $21.3 million, or $0.60 per diluted share, compared with $21.7 million ($0.62) in the prior quarter and $18.0 million ($0.51) a year earlier. Return on average assets was 1.18% and return on average equity 14.36%, with return on average tangible common equity of 14.69%. Net interest income rose to $42.4 million as average interest-earning assets expanded, while net interest margin narrowed to 2.33%.
Loans held for investment reached $6.48 billion at June 30, 2026, up $69.0 million sequentially and $983.4 million year over year, driven by Mortgage Purchase Program balances of $3.94 billion and All-in-One home equity lines of $797.2 million. Total deposits grew to $5.23 billion, increasing $231.9 million from Q1 and $759.2 million from Q2 2025, while borrowings decreased to $1.51 billion. Asset quality remained solid with net charge-offs of $528,000, or 0.03% of average loans, and non-performing assets of $86.7 million, or 1.15% of total assets. Tangible common equity to tangible assets was 7.78%, tangible book value per share was $16.94, and the board declared a quarterly dividend of $0.025 per share.
Northpointe Bancshares, Inc. has an updated ownership report showing that the Second Rewritten Trust Indenture of John S Simoni and John S. Simoni together report beneficial ownership of 3,064,142 shares of common stock. This position represents 8.9% of the class. The filing states that they have no sole voting or dispositive power over the shares, but share both voting and dispositive power over all 3,064,142 shares. Simoni signs in his capacities as trustee of the Simoni Trust and individually, confirming joint reporting of this ownership.
Northpointe Bancshares director-related trusts reported net insider selling. On July 1, 2026, entities associated with director David Stevens Hooker sold a total of 7,500 shares of Common Stock in open-market transactions, including 500 shares at $19.2961 per share and 7,000 shares at $19.2964 per share. After these sales, the David S. Hooker Trust held 10,500 shares of common stock, and the Tanis S. Hooker Discretionary Trust held 813,879 shares, both reported as indirect ownership.
Northpointe Bancshares reports a private resale of control securities of 500 shares by the estate of a former control person, dated 09/21/2017. The filing lists recent dispositions by affiliated trusts during May–June 2026, reflecting multiple small block sales.
Examples shown include sales by the DAVID S HOOKER TRUST (7,000 shares on 05/01/2026) and the TANIS S HOOKER IRRE DISCRETIONARY TRUST (500 shares on 05/01/2026); the excerpt lists per‑trade share counts and gross proceeds for each trade.
The filing reports intended private resales of 7,000 shares of Common Stock by the estate of a former control person, dated 09/21/2017, and multiple actual sales by related trusts in May–June 2026. The record lists settlement dates and per-trade proceeds for sales ranging from 17 to 2,194 shares.