Welcome to our dedicated page for NORTHPOINTE BANCSHARES SEC filings (Ticker: NPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
NORTHPOINTE BANCSHARES INC (NPB) filed an initial ownership report for Joseph B. Long, who is identified as the company’s Chief Operating Officer. The Form 3 shows no reported holdings or transactions in Northpointe Bancshares securities and notes an attached Power of Attorney as Exhibit 24.
NORTHPOINTE BANCSHARES INC (NPB) insider reporting shows that on September 1, 2026, a trust associated with Chairman, CEO and ten percent owner Charles Alan Williams purchased 85,000 shares of common stock at $16.7403 per share, increasing the trust’s indirect holdings to 2,475,962 shares. Williams also reports 113,789 shares held directly and 720,429 shares held indirectly through a 401(k) plan, and no Rule 10b5-1 trading plan is reported.
Northpointe Bancshares, Inc. (NPB) announced that Joseph (JB) Long will join Northpointe as Executive Vice President, Chief Operating Officer and Chief Credit Officer, with duties transitioning from Kevin Comps effective September 14, 2026; Mr. Comps will continue as President. The move is framed as part of strengthening the leadership team following the company’s February 2025 IPO.
Mr. Long, age 56, has over 30 years of experience in banking and mortgage-related operations, capital markets, and risk management, including senior roles at Cenlar FSB, Incenter Lender Services, Onity Group (formerly Ocwen) and TIAA Bank (formerly EverBank). His Employment Agreement provides a three-year initial term with automatic one-year renewals, an annual base salary of $333,000 (subject to increase), a target annual cash incentive bonus equal to 100% of base salary, and eligibility for the long-term equity incentive plan.
Upon termination without cause or resignation for good reason, severance includes 18 months of installment payments equal to one times base salary plus bonus, a prorated annual bonus, and up to 18 months of COBRA premiums, subject to a release. If such a termination occurs within 12 months after a change in control, severance increases to a lump sum of 2x base salary plus bonus, plus the prorated bonus and COBRA benefits. The agreement includes 12‑month post-employment confidentiality, non‑competition, and non‑solicitation covenants, and there are no disclosed related-party arrangements or family relationships tied to his appointment.
NORTHPOINTE BANCSHARES INC (NPB) insider Charles Alan Williams, through the Charles A Williams Trust, reported open-market purchases of common stock. On 2026-08-26 the trust purchased 48,312 shares at an average price of $16.9457 per share, and on 2026-08-25 it purchased 30,000 shares at $16.9475 per share, totaling 78,312 shares. Following these transactions, Williams reports 113,789 shares of common stock held directly and 720,429 shares held indirectly through a 401(k) plan.
Northpointe Bancshares (NPB) director David Stevens Hooker reported indirect sales of 772 common shares on 2026-08-14 in two transactions at about $17.50 per share. The shares were held in the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust, and the sales were made under a Rule 10b5-1 trading plan.
Northpointe Bancshares, Inc. (NPB) is the subject of a notice of proposed sale of 52 shares of common stock described as a private resale of control securities by the estate of a former control person, with David S. Hooker named in the description. The proposed sale is to be executed through Northern Trust Securities, Inc., with an aggregate market value of $910.29. The filing also lists multiple earlier sales of Northpointe Bancshares common stock during May–August 2026 by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, including several transactions of more than 3,000 shares each.
Northpointe Bancshares, Inc. (NPB) has a notice of intent to sell 720 shares of common stock through Northern Trust Securities, Inc. on or after August 14, 2026, with an indicated aggregate market value of $12,603.46. The transaction is described as a private resale of control securities by the estate of a former control person. Related trusts associated with David S. Hooker and Tanis S. Hooker have reported multiple prior sales of Northpointe Bancshares common stock between May 1, 2026 and August 13, 2026.
Northpointe Bancshares Inc. director David Stevens Hooker reported indirect sales of 363 shares of common stock on August 13, 2026. The sales, executed at prices around $17.53 per share, were made by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust under a Rule 10b5-1 trading plan.
Northpointe Bancshares, Inc. is referenced in a Form 144 covering a planned private resale of control securities by the estate of a former control person, to be handled through Northern Trust Securities. The filing lists common stock and indicates an intended transaction date of September 21, 2017. It also details prior sales of Northpointe Bancshares common stock over the past three months by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, including multiple transactions in May, June, July, and August 2026 with individual trade sizes ranging from 17 to 7,000 shares and corresponding dollar amounts for each sale.
Northpointe Bancshares, Inc. has a planned disposition of common stock reported by the estate of a former control person. The filing covers a proposed sale of 339 shares of common stock, with an aggregate market value of $5,942.91, compared with 34,581,842 shares outstanding. Prior to this notice, related trusts executed several market sales of Northpointe Bancshares common stock over the past three months.