The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
Northpointe Bancshares Inc. (NPB) director Rajeev Kumar Chaudhary reported a purchase by the Rajeev Chaudhary and Bimlesh Chaudhary Trust of 3,000 shares of common stock on October 28, 2026, at $15.7992 per share. The trust held 3,000 shares after the transaction; the shares were reported as indirect ownership. No Rule 10b5-1 plan is reported for the purchase.
Northpointe Bancshares, Inc. entered into a definitive purchase and lease assumption agreement with CMG Mortgage Inc. for the sale of its distributed retail and consumer direct mortgage origination channels. The agreement was entered into on October 26, 2026, following a non-binding letter of intent disclosed in Northpointe’s October 20, 2026 earnings release.
CMG will pay Northpointe 15 basis points (0.15%) on any first-lien mortgage originations closed through the channels until December 31, 2028. CMG will also assume associated leases where possible. The agreement includes customary closing conditions, representations and warranties, covenants and termination rights; the transaction is expected to be completed by November 30, 2026.
Northpointe Bancshares Inc. (NPB) Chief Operating Officer Joseph B. Long purchased 3,240 shares of common stock directly on October 23, 2026, at $15.3703 per share. His reported direct holdings after the purchase were 3,240 shares. The transaction is listed as a non-derivative purchase, and no Rule 10b5-1 plan is reported.
Northpointe Bancshares Inc. director Carrie L. Boer purchased 12,000 shares of common stock on October 23, 2026, at $15.3968 per share. The transaction description identifies it as a purchase in the open market or a private transaction. Her reported direct holdings after the purchase were 12,000 shares. No Rule 10b5-1 plan is reported for this purchase.
Northpointe Bancshares Inc. (NPB) reported purchases by the Charles A Williams TR Charles A Williams Trust: 50,000 common shares on October 23, 2026, at $15.4243 per share, and another 50,000 on October 26, 2026, at $15.3235 per share. Charles Alan Williams is identified as Chairman & CEO. No Rule 10b5-1 plan is reported.
Northpointe Bancshares, Inc. (NPB) authorized a common stock repurchase program of up to $30 million. The program began October 22, 2026, and is scheduled to expire October 22, 2027.
Repurchases may occur from time to time in the open market or through privately negotiated transactions, depending on market and other conditions, and may be made in part under Rule 10b5-1 plans. The program does not obligate Northpointe Bancshares to repurchase any shares and may be extended, modified, suspended or terminated at any time.
Northpointe Bancshares (NPB) reported third-quarter 2026 net income available to common stockholders of $13.9 million, or $0.39 per diluted share, versus $20.1 million and $0.57 in third-quarter 2025. Net interest income before provision was $43.7 million, compared with $40.3 million a year earlier; non-interest income was $12.3 million, versus $24.0 million. Results included a $9.3 million combined fair-value decrease in loans held for investment and the lender risk account, partly offset by a $5.0 million increase in mortgage servicing rights, and $3.1 million of operational losses from an isolated external deposit-fraud incident. Mortgage Purchase Program balances increased $262.7 million and deposits rose $210.4 million from the prior quarter.
The boards of Northpointe and Northpointe Bank approved an exit plan for the distributed retail and consumer direct mortgage origination channels. Northpointe and CMG Financial and its affiliates have a non-binding letter of intent for a potential sale, which the company anticipates closing by the end of 2026, subject to due diligence, a definitive agreement and customary closing conditions. Estimated restructuring charges are $6 million to $7 million, primarily cash severance and employee-transition expenses, plus an approximately $800,000 impairment; most charges are expected in the fourth quarter of 2026. The board raised the quarterly cash dividend to $0.03 per share from $0.025.
Northpointe Bancshares, Inc. (NPB) declared a 20% increase in its quarterly cash dividend, raising it from $0.025 to $0.03 per common share.
NORTHPOINTE BANCSHARES INC (NPB) filed an initial ownership report for Joseph B. Long, who is identified as the company’s Chief Operating Officer. The Form 3 shows no reported holdings or transactions in Northpointe Bancshares securities and notes an attached Power of Attorney as Exhibit 24.
NORTHPOINTE BANCSHARES INC (NPB) insider reporting shows that on September 1, 2026, a trust associated with Chairman, CEO and ten percent owner Charles Alan Williams purchased 85,000 shares of common stock at $16.7403 per share, increasing the trust’s indirect holdings to 2,475,962 shares. Williams also reports 113,789 shares held directly and 720,429 shares held indirectly through a 401(k) plan, and no Rule 10b5-1 trading plan is reported.