Welcome to our dedicated page for NORTHPOINTE BANCSHARES SEC filings (Ticker: NPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
Northpointe Bancshares director-related trusts sold shares in an open-market transaction. On May 1, entities associated with director David S. Hooker sold a combined 7,500 shares of Northpointe Bancshares common stock at $17.8202 per share in indirect, open-market sales.
Following these transactions, one trust held 11,500 shares and another held 827,879 shares of common stock, all reported as indirect ownership through the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust.
NORTHPOINTE BANCSHARES, INC. submitted a Form 144 notice for the private resale of 7,000 shares of Common Stock by the estate of former control person David S. Hooker.
The filing also lists a sale of 500 shares reported for Tanis S. Hooker Irrevocable Discretionary Trust on 05/01/2026.
Northpointe Bancshares (issuer) reported a resale filing under Form 144 for shares. The filing lists a sale of 7,000 shares realized on 05/01/2026 for $124,741.40. The record also shows a prior notation of 500 control shares tied to a private resale dated 09/21/2017.
Northpointe Bancshares, Inc. reported strong first quarter 2026 results, with net income to common stockholders of $21.7 million, or $0.62 per diluted share, up from $18.4 million and $0.52 in the prior quarter and $15.0 million and $0.49 a year earlier.
Returns were solid, as return on average assets was 1.28% and return on average equity was 15.32%, while return on average tangible common equity reached 15.71%. Tangible book value per share rose to $16.35, with book value per share at $17.10, supported by balance sheet growth and disciplined credit.
Assets grew to $7.40 billion at March 31, 2026, driven by loans held for investment of $6.41 billion, notably a $435.7 million increase in Mortgage Purchase Program balances and $28.0 million growth in All-in-One home equity loans. Total deposits increased to $5.00 billion, while non‑performing assets declined slightly and net charge‑offs remained low at $266,000. The board declared a quarterly cash dividend of $0.025 per share.
Northpointe Bancshares EVP and CFO Brad T. Howes exercised restricted stock units and received common shares as equity compensation. On April 1, 2026, 7,000 RSUs vested and converted into 7,000 shares of common stock at an indicated value of $17.26 per share. To cover tax obligations, 2,912 of these shares were withheld in a tax-withholding disposition, leaving a net 4,088 new shares. Following these transactions, he directly held 10,221 shares of Northpointe Bancshares common stock.
NORTHPOINTE BANCSHARES INC President, Mortgage Purchase Program David J. Christel exercised restricted stock units that converted into 9,333 shares of common stock on a one-for-one basis. To cover tax obligations, 3,673 shares of common stock were withheld at $17.26 per share, a non-market disposition. After these routine compensation-related transactions, Christel directly holds 207,756 shares of Northpointe Bancshares common stock.
Northpointe Bancshares Inc. president and secretary Kevin J. Comps exercised restricted stock units into common shares as part of equity compensation. On April 1, 2026, 9,333 RSUs vested and converted one-for-one into 9,333 common shares. Of these, 4,017 common shares were disposed of at $17.26 per share to cover tax obligations, which is a tax-withholding mechanism rather than an open-market sale. Following these transactions, he holds 51,268 common shares directly and 7,396 common shares indirectly through a 401(k) plan. No remaining derivative securities are shown after this RSU conversion.
Northpointe Bancshares EVP Amy M. Butler exercised restricted stock units into common shares as part of a vesting event. On April 1, 2026, 7,000 restricted stock units converted on a one-for-one basis into 7,000 shares of common stock. Of these, 2,173 shares at $17.26 per share were withheld to satisfy tax obligations, a non-market disposition. Following these transactions, she directly held 4,827 shares of common stock and 14,000 restricted stock units.
Northpointe Bancshares Chairman and CEO Charles Alan Williams exercised restricted stock units that vested into common stock. On April 1, 2026, RSUs vested as to 49,560 shares and 9,333 shares, converting into the same number of common shares on a one-for-one basis at a price of $0.00 per share. Following these exercises, he directly holds 113,789 common shares, with additional indirect holdings of 2,262,650 shares by trust and 718,006 shares through a 401(k) plan.