NPB executive exercises 9,333 RSUs, withholds shares

NORTHPOINTE BANCSHARES INC President, Mortgage Purchase Program David J. Christel exercised restricted stock units that converted into 9,333 shares of common stock on a one-for-one basis.

Accepted by SEC EDGAR 04/02/2026 - 04:10 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NORTHPOINTE BANCSHARES INC President, Mortgage Purchase Program David J. Christel exercised restricted stock units that converted into 9,333 shares of common stock on a one-for-one basis. To cover tax obligations, 3,673 shares of common stock were withheld at $17.26 per share, a non-market disposition. After these routine compensation-related transactions, Christel directly holds 207,756 shares of Northpointe Bancshares common stock.

Insider Trade Summary

9,333 shares exercised/converted

Exercise 3 txns

Insider Christel David J

Role PRES, MORTGAGE PURCH PROGRAM

Type	Security	Shares	Price	Value
Exercise	Restricted stock units	9,333	$0.00	$0.00
Exercise	Common Stock	9,333	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	3,673	$17.26	$63K

Holdings After Transaction: Restricted stock units — 18,667 contracts (Direct); Common Stock — 207,756 shares (Direct)

Holdings Before and After: Restricted stock units, 28,000 to 18,667 contracts (Direct); Common Stock, 202,096 to 207,756 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. F2. The RSUs vested as to 9,333 shares on April 1, 2026.

Key Figures

RSUs exercised: 9,333 units Shares received from RSUs: 9,333 shares Tax-withheld shares: 3,673 shares +2 more

5 metrics

RSUs exercised 9,333 units RSUs converted into common stock on April 1, 2026

Shares received from RSUs 9,333 shares Common stock from RSU conversion, one-for-one basis

Tax-withheld shares 3,673 shares Shares withheld to cover tax at $17.26 per share

Tax withholding price $17.26 per share Value used for tax-withholding disposition of 3,673 shares

Post-transaction holdings 207,756 shares Common stock directly owned after transactions

Key Terms

Restricted stock units, RSUs vested, tax-withholding disposition

3 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs vested financial

"The RSUs vested as to 9,333 shares on April 1, 2026."

tax-withholding disposition financial

"Payment of exercise price or tax liability by delivering securities"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NPB executive David J. Christel report?

David J. Christel reported exercising restricted stock units that converted into 9,333 shares of NORTHPOINTE BANCSHARES INC common stock. The RSUs vested on April 1, 2026, and represent routine equity compensation rather than an open-market stock purchase.

How many NPB shares were withheld for taxes in this Form 4?

A total of 3,673 shares of NORTHPOINTE BANCSHARES INC common stock were withheld to satisfy tax obligations. This tax-withholding disposition, at $17.26 per share, is not an open-market sale and does not reflect a discretionary trading decision.

What is David J. Christel’s NPB share ownership after these transactions?

Following the exercise of restricted stock units and tax withholding, David J. Christel directly holds 207,756 shares of NORTHPOINTE BANCSHARES INC common stock. This reflects his post-transaction ownership position as reported in the Form 4 filing.

Were any NORTHPOINTE BANCSHARES INC shares bought or sold on the open market?

The Form 4 shows no open-market purchases or sales of NORTHPOINTE BANCSHARES INC shares. Activity consists of RSU conversion into common stock and shares withheld for taxes, both standard compensation-related events rather than market trades.

What do the restricted stock units in the NPB filing convert into?

The restricted stock units convert into shares of NORTHPOINTE BANCSHARES INC common stock on a one-for-one basis. In this filing, 9,333 RSUs vested and converted into 9,333 common shares on April 1, 2026, as described in the footnotes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Christel David J

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRES, MORTGAGE PURCH PROGRAM

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		M		9,333	A	$0	211,429	D
Common Stock	04/01/2026		F		3,673	D	$17.26	207,756	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units(1)	(1)	04/01/2026		M			9,333	(2)	(2)	Common Stock	9,333	$0	18,667	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vested as to 9,333 shares on April 1, 2026.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)