STOCK TITAN

Northpointe (NPB) CEO adds 25,000 shares via Charles A Williams Trust buy

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares Chairman and CEO Charles Alan Williams, a ten percent owner, reported an indirect open-market purchase of common stock through the Charles A Williams Trust. On May 12, 2026, the trust bought 25,000 shares at $17.21 per share, bringing its reported holdings to 2,287,650 shares of common stock. The filing also shows Williams with 113,789 shares held directly and 718,006 shares held indirectly through a 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Williams Charles Alan, Charles A Williams TR Charles A Williams Trust
Role CHAIRMAN & CEO | null
Bought 25,000 shs ($430K)
Type Security Shares Price Value
Purchase Common Stock 25,000 $17.21 $430K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 2,287,650 shares (Indirect, By trust); Common Stock — 113,789 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares purchased 25,000 shares Open-market purchase on May 12, 2026
Purchase price $17.21 per share Open-market transaction
Trust holdings after transaction 2,287,650 shares Common stock held by Charles A Williams Trust
Direct holdings 113,789 shares Common stock held directly by Charles Alan Williams
401(k) plan holdings 718,006 shares Common stock held indirectly via 401(k) plan
open-market purchase financial
"the trust bought 25,000 shares at $17.21 per share in an open-market purchase"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
indirect ownership financial
"the trust holds 2,287,650 shares reported as indirect ownership related to Williams"
ten percent owner financial
"Charles Alan Williams, a ten percent owner, reported an indirect open-market purchase"
401(k) Plan financial
"718,006 shares held indirectly through a 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
Common Stock financial
"reported an indirect open-market purchase of common stock through the trust"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Charles Alan

(Last)(First)(Middle)
3333 DEPOSIT DRIVE NORTHEAST

(Street)
GRAND RAPIDS MICHIGAN 49546

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CHAIRMAN & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/12/2026P25,000A$17.212,287,650IBy trust(1)
Common Stock113,789D
Common Stock718,006IBy 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Williams Charles Alan

(Last)(First)(Middle)
3333 DEPOSIT DRIVE NORTHEAST

(Street)
GRAND RAPIDS MICHIGAN 49546

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CHAIRMAN & CEO
1. Name and Address of Reporting Person*
Charles A Williams TR Charles A Williams Trust

(Last)(First)(Middle)
3333 DEPOSIT DRIVE NORTHEAST

(Street)
GRAND RAPIDS MICHIGAN 49546

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Northpointe Bancshares (NPB) report on this Form 4?

Northpointe Bancshares reported an indirect open-market purchase of 25,000 common shares. The transaction was made on May 12, 2026 by the Charles A Williams Trust associated with Chairman and CEO Charles Alan Williams.

At what price were the Northpointe Bancshares (NPB) shares purchased on May 12, 2026?

The 25,000 Northpointe Bancshares shares were bought at $17.21 per share. This open-market purchase was reported as an indirect transaction through the Charles A Williams Trust tied to Chairman and CEO Charles Alan Williams.

How many Northpointe Bancshares (NPB) shares does the Charles A Williams Trust hold after the transaction?

Following the reported purchase, the Charles A Williams Trust holds 2,287,650 Northpointe Bancshares common shares. This entire position is reported as indirect ownership related to Chairman and CEO Charles Alan Williams on the Form 4.

What are Charles Alan Williams’ direct Northpointe Bancshares (NPB) share holdings?

Charles Alan Williams is reported to hold 113,789 Northpointe Bancshares common shares directly. This direct position is separate from his indirect holdings through the Charles A Williams Trust and the 401(k) plan reported in the same Form 4.

What additional indirect Northpointe Bancshares (NPB) holdings are reported via a 401(k) plan?

The Form 4 shows 718,006 Northpointe Bancshares common shares held indirectly through a 401(k) plan. These shares are reported as indirect ownership for Charles Alan Williams, separate from his trust and direct share positions.

Does the Form 4 show net buying or selling activity for Northpointe Bancshares (NPB)?

The Form 4 reflects net buying activity, with one open-market purchase totaling 25,000 shares and no reported sales. Two additional entries update indirect and direct holdings without specifying new share purchases or sales.