STOCK TITAN

Northpointe (NPB) CEO-linked trust adds 25K shares in open-market buy

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares insider activity shows a new purchase tied to its chairman and CEO. A trust associated with Charles A. Williams, identified as the Charles A Williams TR Charles A Williams Trust, completed an open-market purchase of 25,000 shares of common stock at $17.0812 per share.

After this transaction, the trust held 2,312,650 shares indirectly, while Williams also reported 718,006 shares held indirectly through a 401(k) plan and 113,789 shares held directly. Two additional entries in the filing simply update these direct and 401(k) holdings and do not reflect new buy or sell transactions.

Positive

  • None.

Negative

  • None.
Insider Williams Charles Alan, Charles A Williams TR Charles A Williams Trust
Role CHAIRMAN & CEO | null
Bought 25,000 shs ($427K)
Type Security Shares Price Value
Purchase Common Stock 25,000 $17.0812 $427K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 2,312,650 shares (Indirect, By trust); Common Stock — 113,789 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares purchased 25,000 shares Open-market purchase of common stock
Purchase price $17.0812 per share Price for 25,000-share open-market buy
Trust holdings after transaction 2,312,650 shares Indirectly held by Charles A Williams Trust
401(k) plan holdings 718,006 shares Indirect holdings via 401(k) plan
Direct holdings 113,789 shares Directly held by Charles A. Williams
Net buy shares 25,000 shares Net share change from reported transactions
open-market purchase financial
"completed an open-market purchase of 25,000 shares of common stock"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
indirect financial
"the trust held 2,312,650 shares indirectly, while Williams also reported"
401(k) Plan financial
"718,006 shares held indirectly through a 401(k) plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
ten percent owner financial
"reporting person is marked as a ten percent owner"
Common Stock financial
"open-market purchase of 25,000 shares of common stock at $17.0812"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Charles Alan

(Last)(First)(Middle)
3333 DEPOSIT DRIVE NORTHEAST

(Street)
GRAND RAPIDS MICHIGAN 49546

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CHAIRMAN & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026P25,000A$17.08122,312,650IBy trust(1)
Common Stock113,789D
Common Stock718,006IBy 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Williams Charles Alan

(Last)(First)(Middle)
3333 DEPOSIT DRIVE NORTHEAST

(Street)
GRAND RAPIDS MICHIGAN 49546

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CHAIRMAN & CEO
1. Name and Address of Reporting Person*
Charles A Williams TR Charles A Williams Trust

(Last)(First)(Middle)
3333 DEPOSIT DRIVE NORTHEAST

(Street)
GRAND RAPIDS MICHIGAN 49546

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Northpointe Bancshares (NPB) report?

Northpointe Bancshares reported an open-market purchase of 25,000 common shares. The transaction was made through the Charles A Williams TR Charles A Williams Trust associated with Chairman and CEO Charles A. Williams at a price of $17.0812 per share.

How many NPB shares were bought and at what price?

The insider-related trust acquired 25,000 shares of Northpointe Bancshares common stock. The reported purchase price was $17.0812 per share, and the filing classifies this as an open-market or private transaction purchase of non-derivative common stock.

What are the trust’s NPB holdings after the purchase?

Following the 25,000-share purchase, the Charles A Williams TR Charles A Williams Trust held 2,312,650 Northpointe Bancshares shares indirectly. This figure comes directly from the post-transaction total shares column in the Form 4 and reflects the updated trust position.

What other NPB holdings are reported for Charles A. Williams?

Besides the trust position, Charles A. Williams reported 718,006 Northpointe Bancshares shares held indirectly through a 401(k) plan and 113,789 shares held directly. These entries update his reported ownership structure without recording additional buy or sell activity.

Does the NPB Form 4 show any insider share sales?

The Form 4 does not show any insider share sales. It records one open-market purchase of 25,000 shares by the associated trust and two holding entries that simply restate existing direct and 401(k) plan positions without indicating any sale transactions.