Northpointe Bancshares: Williams trust buys 100K shares

Northpointe Bancshares Inc. (NPB) reported purchases by the Charles A Williams TR Charles A Williams Trust: 50,000 common shares on October 23, 2026, at $15.4243 per share, and another 50,000 on October 26, 2026, at $15.3235 per share.

Rhea-AI Filing Summary

Northpointe Bancshares Inc. (NPB) reported purchases by the Charles A Williams TR Charles A Williams Trust: 50,000 common shares on October 23, 2026, at $15.4243 per share, and another 50,000 on October 26, 2026, at $15.3235 per share. Charles Alan Williams is identified as Chairman & CEO. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Buyer: 100,000 shares

Net Buy 4 txns

Insider Williams Charles Alan, Charles A Williams TR Charles A Williams Trust

Role CHAIRMAN & CEO | 10% Owner

Bought 100,000 shs ($1.54M)

Type	Security	Shares	Price	Value
Purchase	Common Stock F1	50,000	$15.3235	$766K
Purchase	Common Stock F1	50,000	$15.4243	$771K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 2,575,962 shares (Indirect, By trust); Common Stock — 720,429 shares (Indirect, By 401(k)); Common Stock — 113,789 shares (Direct)

Footnotes (1)

1. F1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.

Key Figures

Shares purchased: 50,000 shares Purchase price: $15.4243 per share Shares purchased: 50,000 shares +3 more

6 metrics

Shares purchased 50,000 shares October 23, 2026 transaction

Purchase price $15.4243 per share October 23, 2026 transaction

Shares purchased 50,000 shares October 26, 2026 transaction

Purchase price $15.3235 per share October 26, 2026 transaction

Indirect 401(k) holdings 720,429 shares Reported position dated October 23, 2026

Direct holdings 113,789 shares Reported position dated October 23, 2026

Key Terms

Rule 10b5-1 plan, 401(k), ten percent owner

3 terms

Rule 10b5-1 plan financial

"No Rule 10b5-1 plan is reported"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

401(k) financial

"By 401(k)"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

ten percent owner financial

"ten percent owner"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What NPB shares did the Charles A Williams Trust purchase?

The Charles A Williams TR Charles A Williams Trust purchased 50,000 shares on October 23, 2026, at $15.4243 per share, and 50,000 shares on October 26, 2026, at $15.3235 per share. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/27/2026 - 04:10 PM EDT Accepted by SEC EDGAR 10/27/2026 - 04:09 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Williams Charles Alan

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/23/2026		P		50,000	A	$15.4243	2,525,962	I	By trust(1)
Common Stock	10/26/2026		P		50,000	A	$15.3235	2,575,962	I	By trust(1)
Common Stock								720,429	I	By 401(k)
Common Stock								113,789	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Williams Charles Alan

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN & CEO

1. Name and Address of Reporting Person^*

Charles A Williams TR Charles A Williams Trust

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	10/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)