Director-linked trusts trim Northpointe Bancshares (NPB) stake with 7,500-share sale

Rhea-AI Filing Summary

Northpointe Bancshares director-related trusts sold shares in an open-market transaction. On May 1, entities associated with director David S. Hooker sold a combined 7,500 shares of Northpointe Bancshares common stock at $17.8202 per share in indirect, open-market sales.

Following these transactions, one trust held 11,500 shares and another held 827,879 shares of common stock, all reported as indirect ownership through the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust.

Insider Trade Summary 10b5-1

Net Seller: 7,500 shares ($133,652)

Net Sell 2 txns

Insider Hooker David Stevens

Role null

Sold 7,500 shs ($134K)

Type	Security	Shares	Price	Value
Sale	Common Stock	7,000	$17.8202	$125K
Sale	Common Stock	500	$17.8202	$9K

Holdings After Transaction: Common Stock — 827,879 shares (Indirect, See footnote)

Footnotes (1)

1. Reflects shares of common stock held by the David S. Hooker Trust. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.

Key Figures

Shares sold (smaller trust): 500 shares Shares sold (larger trust): 7,000 shares Total shares sold: 7,500 shares +3 more

6 metrics

Shares sold (smaller trust) 500 shares Open-market sale of common stock at $17.8202 on May 1

Shares sold (larger trust) 7,000 shares Open-market sale of common stock at $17.8202 on May 1

Total shares sold 7,500 shares Aggregate indirect sales reported in this Form 4

Sale price $17.8202 per share Price for each reported open-market sale

Post-sale holdings (trust 1) 11,500 shares Indirect common stock held after transaction

Post-sale holdings (trust 2) 827,879 shares Indirect common stock held after transaction

Key Terms

open-market sale, indirect ownership, non-derivative, discretionary trust, +1 more

5 terms

open-market sale financial

"transactions were described as an open-market sale of common stock"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

"these positions are reported as indirectly owned through the two named trusts"

non-derivative financial

"describes both transactions as non-derivative open-market sales of common stock"

discretionary trust financial

"held by the Tanis S. Hooker Discretionary Trust"

Form 4 regulatory

"Northpointe Bancshares reported these transactions in a Form 4 filing"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hooker David Stevens

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/01/2026		S		7,000	D	$17.8202	827,879	I	See footnote(1)
Common Stock	05/01/2026		S		500	D	$17.8202	11,500	I	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares of common stock held by the David S. Hooker Trust.

2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Northpointe Bancshares (NPB) disclose in this Form 4 filing?

Northpointe Bancshares reported that trusts associated with director David S. Hooker executed indirect open-market sales of 7,500 common shares at $17.8202 per share. The filing updates Hooker’s reported indirect ownership position in the company’s common stock.

How many Northpointe Bancshares (NPB) shares were sold and at what price?

The filing shows indirect open-market sales totaling 7,500 shares of Northpointe Bancshares common stock at a price of $17.8202 per share. These transactions were reported as sales of non-derivative common stock through trusts associated with director David S. Hooker.

Who executed the Northpointe Bancshares (NPB) share sales reported for David S. Hooker?

The transactions reflect shares of Northpointe Bancshares common stock held and sold by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust. The Form 4 lists these holdings as indirect ownership attributed to director David S. Hooker.

What is David S. Hooker’s indirect share ownership in Northpointe Bancshares (NPB) after these trades?

After the reported sales, one trust associated with David S. Hooker held 11,500 shares, and another held 827,879 shares of Northpointe Bancshares common stock. These positions are reported as indirectly owned through the two named trusts.

Were the Northpointe Bancshares (NPB) transactions open-market sales or related to derivatives?

The Form 4 describes both transactions as non-derivative open-market sales of common stock, coded as “S” for sale. There are no associated derivative securities or option exercises reported in this filing’s transaction and derivative summaries.