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  4. [Form 4] NORTHPOINTE BANCSHARES INC Insider Trading Activity

Northpointe Bancshares (NPB) director’s trusts sell 6,365 shares under 10b5-1

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares Inc. director David Stevens Hooker reported indirect sales of company common stock executed under a Rule 10b5-1 trading plan. On August 3 and 4, 2026, trusts associated with him sold a total of 6,365 shares at prices around $17.58–$17.59 per share. The shares were held by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust.

Positive

  • None.

Negative

  • None.
Insider Hooker David Stevens
Role Director
Sold 6,365 shs ($112K)
Type Security Shares Price Value
Sale Common Stock F1 2,946 $17.5734 $52K
Sale Common Stock F2 210 $17.5734 $4K
Sale Common Stock F1 2,995 $17.5932 $53K
Sale Common Stock F2 214 $17.5933 $4K
Holdings After Transaction: Common Stock — 10,076 shares (Indirect, See footnote)
Footnotes (2)
  1. F1. Reflects shares of common stock held by the David S. Hooker Trust.
  2. F2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.
Total shares sold 6,365 shares Aggregate insider sales reported for August 3–4, 2026
Shares sold 2026-08-03 (Hooker Trust) 2,995 shares Common Stock sold indirectly by the David S. Hooker Trust at $17.5932
Shares sold 2026-08-03 (Tanis Trust) 214 shares Common Stock sold indirectly by the Tanis S. Hooker Discretionary Trust at $17.5933
Shares sold 2026-08-04 (Hooker Trust) 2,946 shares Common Stock sold indirectly by the David S. Hooker Trust at $17.5734
Shares sold 2026-08-04 (Tanis Trust) 210 shares Common Stock sold indirectly by the Tanis S. Hooker Discretionary Trust at $17.5734
Number of sale transactions 4 transactions Four non-derivative sale transactions in Common Stock reported
Rule 10b5-1 plan status Affirmed Filing-level checkbox indicates transactions under a Rule 10b5-1 trading plan
open market or private transaction financial
"transaction_code_description: Sale in open market or private transaction"
Discretionary Trust financial
"held by the Tanis S. Hooker Discretionary Trust."
indirect financial
"ownership_type "indirect" applies to each reported transaction."
Common Stock financial
"security_title: Common Stock for all reported non-derivative sales."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider stock activity did Northpointe Bancshares (NPB) disclose in this Form 4?
Northpointe Bancshares (NPB) reported that trusts associated with director David Stevens Hooker sold 6,365 shares of common stock on August 3–4, 2026, in open market or private transactions at prices near $17.58–$17.59 per share.

How many Northpointe Bancshares (NPB) shares were sold and at what prices?
Trusts linked to director David Stevens Hooker sold a total of 6,365 shares of NPB common stock at weighted prices of about $17.5734 and $17.5932–$17.5933 per share over two days of trading.

Were the Northpointe Bancshares (NPB) insider sales direct or through entities?
All reported NPB sales were indirect, executed by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust. The Form 4 notes these trusts as the holders of the sold common stock, with ownership nature referenced in footnotes.

Were the Northpointe Bancshares (NPB) insider transactions under a Rule 10b5-1 plan?
Yes. The filing indicates the transactions were made under a Rule 10b5-1 trading plan. Such pre-arranged plans allow insiders to schedule trades in advance, which can reduce the informational significance of the exact timing of these sales.

What is the breakdown of the Northpointe Bancshares (NPB) insider sales by date?
On August 3, 2026, trusts sold 2,995 and 214 shares at about $17.59. On August 4, 2026, they sold 2,946 and 210 shares at about $17.57, for a combined total of 6,365 shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hooker David Stevens
(Last)(First)(Middle)
3333 DEPOSIT DRIVE NORTHEAST
(Street)
GRAND RAPIDS MICHIGAN 49546
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026S2,995D$17.5932810,884ISee footnote(1)
Common Stock08/03/2026S214D$17.593310,286ISee footnote(2)
Common Stock08/04/2026S2,946D$17.5734807,938ISee footnote(1)
Common Stock08/04/2026S210D$17.573410,076ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares of common stock held by the David S. Hooker Trust.
2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR