Northpointe COO Joseph Long reports no share holdings

Northpointe Bancshares named its Chief Operating Officer as a reporting insider via a Form 3, with no current share holdings or transactions disclosed.

Available on EDGAR 09/22/2026 - 04:43 PM EDT Accepted by SEC EDGAR 09/22/2026 - 04:43 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NORTHPOINTE BANCSHARES INC (NPB) filed an initial ownership report for Joseph B. Long, who is identified as the company’s Chief Operating Officer. The Form 3 shows no reported holdings or transactions in Northpointe Bancshares securities and notes an attached Power of Attorney as Exhibit 24.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Net buy/sell direction: Neutral (0 shares)

3 metrics

Reported buy transactions 0 transactions Initial Form 3 transaction summary for Joseph B. Long

Reported sell transactions 0 transactions Initial Form 3 transaction summary for Joseph B. Long

Net buy/sell direction Neutral (0 shares) No reported transactions in this Form 3

Key Terms

Form 3, Chief Operating Officer, Power of Attorney

3 terms

Form 3 regulatory

"filed an initial ownership report for Joseph B. Long"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Operating Officer financial

"identified as the company’s Chief Operating Officer"

A chief operating officer (COO) is a senior executive responsible for overseeing the day-to-day activities of a company, ensuring that all parts of the organization work smoothly and efficiently. They often act like a company's operational quarterback, translating strategic plans into practical actions. For investors, the COO's effectiveness can influence a company's performance and stability, making them an important figure in assessing the company's management strength.

Power of Attorney regulatory

"notes an attached Power of Attorney as Exhibit 24"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for NPB disclose about Joseph B. Long?

The Form 3 for NPB identifies Joseph B. Long as the Chief Operating Officer and a reporting insider of Northpointe Bancshares. It reports no current transactions or holdings in the company’s securities for him in this filing.

Does the NPB Form 3 show any stock purchases or sales by Joseph B. Long?

No. The Form 3 for NPB shows no reported purchases, sales, or other transactions by Joseph B. Long. All transaction-related counts in the summary are zero for this initial ownership filing.

What is Joseph B. Long’s role at NORTHPOINTE BANCSHARES INC (NPB)?

Joseph B. Long is reported as the Chief Operating Officer of NORTHPOINTE BANCSHARES INC. This officer status is why he is listed as a reporting person on the Form 3 insider ownership filing.

Does the NPB Form 3 mention a Rule 10b5-1 trading plan?

No. The document-level Rule 10b5-1 trading plan indicator is null, meaning the Form 3 predates that checkbox and does not state that any transactions are under a Rule 10b5-1 plan.

What is the significance of Exhibit 24 in the NPB Form 3?

The Form 3 notes “Exhibit 24 - Power of Attorney,” indicating a Power of Attorney is on file. This typically authorizes another person to sign or submit SEC documents on behalf of the reporting insider.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Long Joseph B

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/14/2026

3. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Kevin J. Comps, Attorney-in-Fact	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)