Northpointe (NPB) CEO buys more stock in open market via trust
Rhea-AI Filing Summary
NORTHPOINTE BANCSHARES INC (NPB) insider Charles Alan Williams, through the Charles A Williams Trust, reported open-market purchases of common stock. On 2026-08-26 the trust purchased 48,312 shares at an average price of $16.9457 per share, and on 2026-08-25 it purchased 30,000 shares at $16.9475 per share, totaling 78,312 shares. Following these transactions, Williams reports 113,789 shares of common stock held directly and 720,429 shares held indirectly through a 401(k) plan.
Positive
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Negative
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Insights
Analyzing...
Insider Trade Summary
Net Buyer: 78,312 shares
Net Buy
4 txns
Insider
Williams Charles Alan, Charles A Williams TR Charles A Williams Trust
Role
CHAIRMAN & CEO | 10% Owner
Bought
78,312 shs ($1.33M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 48,312 | $16.9457 | $819K |
| Purchase | Common Stock F1 | 30,000 | $16.9475 | $508K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 2,390,962 shares (Indirect, By trust);
Common Stock — 113,789 shares (Direct);
Common Stock — 720,429 shares (Indirect, By 401(k) Plan)
Footnotes (1)
- F1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.
Key Figures
Shares purchased on 2026-08-26: 48,312 shares of Common Stock
Purchase price on 2026-08-26: $16.9457 per share
Shares purchased on 2026-08-25: 30,000 shares of Common Stock
+4 more
7 metrics
Shares purchased on 2026-08-26
48,312 shares of Common Stock
Indirect purchase by trust at $16.9457 per share
Purchase price on 2026-08-26
$16.9457 per share
Average price for 48,312-share trust purchase of Common Stock
Shares purchased on 2026-08-25
30,000 shares of Common Stock
Indirect purchase by trust at $16.9475 per share
Purchase price on 2026-08-25
$16.9475 per share
Average price for 30,000-share trust purchase of Common Stock
Total shares purchased
78,312 shares of Common Stock
Sum of two indirect trust purchases reported
Direct holdings after transaction
113,789 shares of Common Stock
Directly held by Charles Alan Williams as of 2026-08-25
Indirect 401(k) holdings
720,429 shares of Common Stock
Held indirectly by 401(k) Plan as of 2026-08-25
Key Terms
indirect ownership, 10b5-1, 401(k) Plan, open market or private transaction, +1 more
5 terms
indirect ownership financial
"Ownership type is shown as indirect with nature "By trust" or "By 401(k) Plan""
10b5-1 regulatory
"The aff_10b5_one flag indicates whether a Rule 10b5-1 plan applied"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.
401(k) Plan financial
"Common Stock holdings are reported as held indirectly "By 401(k) Plan""
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
open market or private transaction financial
"Transaction code P is described as "Purchase in open market or private transaction""
ten percent owner regulatory
"Reporting persons are flagged as a more-than-ten-percent owner of the issuer"
FAQ
What did insider Charles Alan Williams report in this Form 4 for NPB?
He reported open-market purchases of NORTHPOINTE BANCSHARES INC common stock totaling 78,312 shares on 2026-08-25 and 2026-08-26 through a trust associated with him, at prices around $16.95 per share, plus updated direct and 401(k) holdings.
What are Charles Alan Williams’ direct holdings of NPB after these transactions?
Following the reported transactions, Charles Alan Williams reports 113,789 shares of NORTHPOINTE BANCSHARES INC common stock held directly in his name as of 2026-08-25, according to the holding entry in the Form 4 data.
What indirect NPB holdings does Charles Alan Williams report?
He reports two types of indirect holdings: shares held by the Charles A Williams Trust, which executed the recent purchases, and a separate indirect position of 720,429 shares of common stock held by a 401(k) Plan as of 2026-08-25.
Were the reported NPB trades under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is not marked as affirmatively used (aff_10b5_one is false), and there is no footnote stating that these purchases were made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.
Who is identified as the reporting person in this NPB Form 4?
The Form 4 identifies Charles Alan Williams, Chairman, CEO and a more-than-ten-percent owner of NPB, and the Charles A Williams Trust as reporting persons, with trust-held shares described as common stock held by that trust.
AI-generated analysis. How Rhea-AI works. Not financial advice.
