Northpointe CEO buys 85K shares at $16.74
Chairman and CEO Charles Alan Williams’ trust added 85,000 NPB shares in an open-market purchase, lifting his reported indirect and direct holdings.
Rhea-AI Filing Summary
NORTHPOINTE BANCSHARES INC (NPB) insider reporting shows that on September 1, 2026, a trust associated with Chairman, CEO and ten percent owner Charles Alan Williams purchased 85,000 shares of common stock at $16.7403 per share, increasing the trust’s indirect holdings to 2,475,962 shares. Williams also reports 113,789 shares held directly and 720,429 shares held indirectly through a 401(k) plan, and no Rule 10b5-1 trading plan is reported.
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Negative
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Insights
Analyzing...
Insider Trade Summary
Net Buyer: 85,000 shares
Net Buy
3 txns
Insider
Williams Charles Alan, Charles A Williams TR Charles A Williams Trust
Role
CHAIRMAN & CEO | 10% Owner
Bought
85,000 shs ($1.42M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 85,000 | $16.7403 | $1.42M |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 2,475,962 shares (Indirect, By trust);
Common Stock — 113,789 shares (Direct);
Common Stock — 720,429 shares (Indirect, By 401(k) Plan)
Footnotes (1)
- F1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.
Key Figures
Shares purchased: 85,000 shares
Purchase price per share: $16.7403 per share
Trust holdings after transaction: 2,475,962 shares
+3 more
6 metrics
Shares purchased
85,000 shares
Common stock purchased on September 1, 2026 by the Williams-related trust
Purchase price per share
$16.7403 per share
Price paid for NPB common stock in the September 1, 2026 trust purchase
Trust holdings after transaction
2,475,962 shares
Common stock indirectly held by the Charles A Williams Trust after the purchase
Direct holdings after transaction
113,789 shares
Common stock held directly by Charles Alan Williams as of the filing
401(k) Plan indirect holdings
720,429 shares
Common stock held indirectly by a 401(k) Plan for Charles Alan Williams
Net buy direction
85,000 shares net bought
Form 4 transaction summary shows net-buy activity for this date
Key Terms
indirect ownership, Rule 10b5-1 trading plan, 401(k) Plan, Common Stock
4 terms
indirect ownership financial
"indirect holdings to 2,475,962 shares and 720,429 shares via a 401(k) plan"
Rule 10b5-1 trading plan regulatory
"no Rule 10b5-1 trading plan is reported for these transactions"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
401(k) Plan financial
"720,429 shares held indirectly through a 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
Common Stock financial
"purchased 85,000 shares of common stock at $16.7403 per share"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
What insider transaction was reported for NPB on September 1, 2026?
A trust associated with Charles Alan Williams purchased 85,000 shares of NORTHPOINTE BANCSHARES INC common stock on September 1, 2026 at a reported price of $16.7403 per share, increasing the trust’s indirect holdings.
What are Charles Alan Williams’ total reported direct and other indirect NPB holdings?
Beyond the trust, Charles Alan Williams reports 113,789 shares held directly and 720,429 shares held indirectly by a 401(k) Plan, all in NORTHPOINTE BANCSHARES INC common stock.
Was the NPB insider purchase made under a Rule 10b5-1 trading plan?
No. The Form 4 indicates that no Rule 10b5-1 trading plan applies to the reported transactions; the document-level Rule 10b5-1 checkbox is not affirmed.
Who is the reporting person in this NPB Form 4 filing?
The filing lists Charles Alan Williams, NORTHPOINTE BANCSHARES INC’s Chairman, CEO and ten percent owner, and the Charles A Williams Trust as reporting persons, with the purchase attributed to shares held by the trust.
AI-generated analysis. How Rhea-AI works. Not financial advice.
