Northpointe CEO buys 85K shares at $16.74

Chairman and CEO Charles Alan Williams’ trust added 85,000 NPB shares in an open-market purchase, lifting his reported indirect and direct holdings.

Rhea-AI Filing Summary

NORTHPOINTE BANCSHARES INC (NPB) insider reporting shows that on September 1, 2026, a trust associated with Chairman, CEO and ten percent owner Charles Alan Williams purchased 85,000 shares of common stock at $16.7403 per share, increasing the trust’s indirect holdings to 2,475,962 shares. Williams also reports 113,789 shares held directly and 720,429 shares held indirectly through a 401(k) plan, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Buyer: 85,000 shares

Net Buy 3 txns

Insider Williams Charles Alan, Charles A Williams TR Charles A Williams Trust

Role CHAIRMAN & CEO | 10% Owner

Bought 85,000 shs ($1.42M)

Type	Security	Shares	Price	Value
Purchase	Common Stock F1	85,000	$16.7403	$1.42M
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 2,475,962 shares (Indirect, By trust); Common Stock — 113,789 shares (Direct); Common Stock — 720,429 shares (Indirect, By 401(k) Plan)

Footnotes (1)

1. F1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.

Key Figures

Shares purchased: 85,000 shares Purchase price per share: $16.7403 per share Trust holdings after transaction: 2,475,962 shares +3 more

6 metrics

Shares purchased 85,000 shares Common stock purchased on September 1, 2026 by the Williams-related trust

Purchase price per share $16.7403 per share Price paid for NPB common stock in the September 1, 2026 trust purchase

Trust holdings after transaction 2,475,962 shares Common stock indirectly held by the Charles A Williams Trust after the purchase

Direct holdings after transaction 113,789 shares Common stock held directly by Charles Alan Williams as of the filing

401(k) Plan indirect holdings 720,429 shares Common stock held indirectly by a 401(k) Plan for Charles Alan Williams

Net buy direction 85,000 shares net bought Form 4 transaction summary shows net-buy activity for this date

Key Terms

indirect ownership, Rule 10b5-1 trading plan, 401(k) Plan, Common Stock

4 terms

indirect ownership financial

"indirect holdings to 2,475,962 shares and 720,429 shares via a 401(k) plan"

Rule 10b5-1 trading plan regulatory

"no Rule 10b5-1 trading plan is reported for these transactions"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

401(k) Plan financial

"720,429 shares held indirectly through a 401(k) Plan"

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

Common Stock financial

"purchased 85,000 shares of common stock at $16.7403 per share"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction was reported for NPB on September 1, 2026?

A trust associated with Charles Alan Williams purchased 85,000 shares of NORTHPOINTE BANCSHARES INC common stock on September 1, 2026 at a reported price of $16.7403 per share, increasing the trust’s indirect holdings.

How many NPB shares does the Williams-related trust hold after this Form 4?

After the reported purchase, the Charles A Williams Trust holds 2,475,962 shares of NORTHPOINTE BANCSHARES INC common stock as indirect ownership, according to the filing’s post-transaction holdings figure.

What are Charles Alan Williams’ total reported direct and other indirect NPB holdings?

Beyond the trust, Charles Alan Williams reports 113,789 shares held directly and 720,429 shares held indirectly by a 401(k) Plan, all in NORTHPOINTE BANCSHARES INC common stock.

Was the NPB insider purchase made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan applies to the reported transactions; the document-level Rule 10b5-1 checkbox is not affirmed.

Who is the reporting person in this NPB Form 4 filing?

The filing lists Charles Alan Williams, NORTHPOINTE BANCSHARES INC’s Chairman, CEO and ten percent owner, and the Charles A Williams Trust as reporting persons, with the purchase attributed to shares held by the trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:02 PM EDT Accepted by SEC EDGAR 09/02/2026 - 04:01 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Williams Charles Alan

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026		P		85,000	A	$16.7403	2,475,962	I	By trust(1)
Common Stock								113,789	D
Common Stock								720,429	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Williams Charles Alan

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN & CEO

1. Name and Address of Reporting Person^*

Charles A Williams TR Charles A Williams Trust

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)