Northpointe Bancshares (NPB) director offloads 772 shares

Rhea-AI Filing Summary

Northpointe Bancshares (NPB) director David Stevens Hooker reported indirect sales of 772 common shares on 2026-08-14 in two transactions at about $17.50 per share. The shares were held in the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust, and the sales were made under a Rule 10b5-1 trading plan.

Insider Trade Summary 10b5-1

Net Seller: 772 shares

Net Sell 2 txns

Insider Hooker David Stevens

Role Director

Sold 772 shs ($14K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	720	$17.5048	$13K
Sale	Common Stock F2	52	$17.5056	$910.29

Holdings After Transaction: Common Stock — 10,000 shares (Indirect, See footnote)

Footnotes (2)

1. F1. Reflects shares of common stock held by the David S. Hooker Trust.
2. F2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.

Key Figures

Total shares sold: 772 shares First transaction size: 720 shares First transaction price: $17.5048 per share +3 more

6 metrics

Total shares sold 772 shares Aggregate common shares sold on 2026-08-14 across both transactions

First transaction size 720 shares Indirect sale of common stock on 2026-08-14 by David S. Hooker Trust

First transaction price $17.5048 per share Price for 720-share indirect sale of common stock on 2026-08-14

Second transaction size 52 shares Indirect sale of common stock on 2026-08-14 by Tanis S. Hooker Discretionary Trust

Second transaction price $17.5056 per share Price for 52-share indirect sale of common stock on 2026-08-14

Net buy/sell direction 772 shares net sold Form-level transaction summary showing net-sell activity for this filing

Key Terms

indirect ownership, discretionary trust, open market or private transaction

3 terms

indirect ownership financial

"The transactions were reported as indirect with nature of ownership "See footnote""

discretionary trust financial

"Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust"

open market or private transaction financial

"Transaction code S described as Sale in open market or private transaction"

FAQ

What insider transaction did NPB director David Stevens Hooker report on this Form 4?

David Stevens Hooker reported selling 772 shares of Northpointe Bancshares common stock on 2026-08-14. The sales were reported as indirect transactions through trusts, rather than personal direct holdings, and were executed under a Rule 10b5-1 trading plan.

At what prices were the NPB shares sold in David Stevens Hooker’s latest Form 4 filing?

The reported sales occurred at weighted prices of about $17.5048 and $17.5056 per share. One block of 720 shares and another of 52 shares were sold, both classified as open market or private transactions in common stock.

How many Northpointe Bancshares (NPB) shares did David Stevens Hooker sell in total?

In this filing, David Stevens Hooker reported total sales of 772 common shares of NPB. This total combines 720 shares sold in one transaction and 52 shares in a second transaction, both on 2026-08-14, through trusts.

Were David Stevens Hooker’s NPB share sales made under a Rule 10b5-1 trading plan?

Yes. The filing indicates the transactions were made under a Rule 10b5-1 trading plan. Such plans pre-arrange trading parameters, meaning the sales’ timing is pre-scheduled and less likely to reflect short-term views about Northpointe Bancshares’ prospects.

Were the NPB shares sold by David Stevens Hooker held directly or indirectly?

All reported shares were held indirectly through trusts, not directly by David Stevens Hooker. 720 shares were held by the David S. Hooker Trust, and 52 shares were held by the Tanis S. Hooker Discretionary Trust, as described in the footnotes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/17/2026 - 04:53 PM Accepted by SEC EDGAR 08/17/2026 - 04:52 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hooker David Stevens

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/14/2026		S		720	D	$17.5048	806,879	I	See footnote(1)
Common Stock	08/14/2026		S		52	D	$17.5056	10,000	I	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares of common stock held by the David S. Hooker Trust.

2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)